AI assistant
STANLEY BLACK & DECKER, INC. — Director's Dealing 2011
Mar 3, 2011
30549_dirs_2011-03-03_e77c9554-76b5-46ba-9bff-62dcabbd967f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2010-04-19
Reporting Person: ARCHIBALD NOLAN D (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-19 | Common Stock | S | 32188 | $60.47 | Disposed | 779818 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-28 | Interest In Employer Stock Fund (401(k) Plan) | $ | D | 14.2977 | Disposed | Common Stock (0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21612 | Indirect |
| Common Stock | 0 | Indirect |
| Common Stock | 28927 | Indirect |
Footnotes
F1: Common stock held as of March 3, 2011; includes 75,225 Restricted Stock Awards that will vest on April 18, 2011; 99,450 Restricted Stock Awards that will vest on April 16, 2012; 188,317 Restricted Stock Units that will vest on April 29, 2013; and 52,186 Restricted Stock Units that will vest in four equal installments on each of the first four anniversaries of the grant date (Dec. 9, 2010).
F2: Exempt
F3: Includes units credited to the reporting person's account in connection with the merger of the Black & Decker 401(k) Savings Plan into the Company's 401(k) Savings Plan, eff. Jan. 1, 2011. The shares representing these units were previously reported on Table I.
F4: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.