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STANLEY BLACK & DECKER, INC. — Director's Dealing 2011
Sep 1, 2011
30549_dirs_2011-09-01_08a85ffa-5140-4490-8e32-0ab995a57ff3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2011-08-30
Reporting Person: ARCHIBALD NOLAN D (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-30 | Common Stock | M | 154215 | $23.53 | Acquired | 906613 | Direct |
| 2011-08-30 | Common Stock | S | 154215 | $62.0483 | Disposed | 752398 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-30 | Stock Option (Right to Buy) | $23.53 | M | 154215 | Disposed | 2011-09-20 | Common Stock (154215) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21612 | Indirect |
| Common Stock | 28927 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Interest In Employer Stock Fund (401(k) Plan) | $ | Common Stock (6085.3039) | 6085.3039 | Direct |
Footnotes
F1: The option is currently exercisable.
F2: Common stock includes 99,450 Restricted Stock Awards that will vest on April 16, 2012; 188,317 Restricted Stock Units that will vest on April 29, 2013; and 52,186 Restricted Stock Units that will vest in four equal installments on each of the first four anniversaries of the grant date (Dec. 9, 2010).
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.39 inclusive. The reporting person undertakes to provided to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: Exempt
F5: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.