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STANLEY BLACK & DECKER, INC. — Director's Dealing 2010
Mar 16, 2010
30549_dirs_2010-03-16_2c49dc22-f3ec-4b13-a009-9010e862680e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2010-03-12
Reporting Person: ARCHIBALD NOLAN D (Director, Chairman of the Board)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70125 | Direct |
| Common Stock | 75225 | Direct |
| Common Stock | 99450 | Direct |
| Common Stock | 188317 | Direct |
| Common Stock | 402355 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.53 | 2011-09-20 | Common Stock (255000) | Direct | |
| Stock Option (Right to Buy) | $37.91 | 2012-04-29 | Common Stock (286875) | Direct | |
| Stock Option (Right to Buy) | $31.17 | 2013-04-27 | Common Stock (382500) | Direct | |
| Stock Option (Right to Buy) | $47.21 | 2014-04-25 | Common Stock (191250) | Direct | |
| Stock Option (Right to Buy) | $64.52 | 2015-04-24 | Common Stock (191250) | Direct | |
| Stock Option (Right to Buy) | $72.44 | 2016-04-18 | Common Stock (191250) | Direct | |
| Stock Option (Right to Buy) | $69.31 | 2017-04-17 | Common Stock (191250) | Direct | |
| Stock Option (Right to Buy) | $53.37 | 2018-04-15 | Common Stock (191250) | Direct | |
| Stock Option (Right to Buy) | $30.03 | 2019-04-28 | Common Stock (312247) | Direct |
Footnotes
F1: These shares were granted to the reporting person under The Black & Decker Corporation 2004 Restricted Stock Plan and will vest on April 19, 2010.
F2: These shares were granted to the reporting person under The Black & Decker Corporation 2004 Restricted Stock Plan and will vest on April 18, 2011.
F3: These shares were granted to the reporting person under The Black & Decker Corporation 2004 Restricted Stock Plan and will vest on April 16, 2012.
F4: Shares to be delivered on vesting of restricted stock units that vest on April 29, 2013.
F5: The option is currently exercisable.
F6: The option will become exercisable with respect to 47,812 shares on April 19, 2010; currently exercisable with respect to balance.
F7: The option will become exercisable with respect to 47,812 shares on April 18, 2010 and 47,812 shares on April 18, 2011. Currently exercisable with respect to the balance.
F8: The option will become exercisable with respect to 47,812 shares on April 16, 2010; 47,812 shares on April 16, 2011 and 47,812 shares on April 16, 2012; currently exercisable with respect to the balance.
F9: The option will become exercisable in four equal annual installments commencing April 29, 2010.