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STANLEY BLACK & DECKER, INC. — Director's Dealing 2010
Mar 16, 2010
30549_dirs_2010-03-16_a3c08c85-c5f6-4305-8251-fce74efde031.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2010-03-12
Reporting Person: Bartone Michael A. (V.P. Corporate Tax)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-12 | Common Stock | A | 20000 | — | Acquired | 34689 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-12 | Interest in Employer Stock Fund (Supplemental Plan) | $ | A | 6.4451 | Acquired | Common Stock (6.4451) | Direct | |
| 2010-03-12 | Interest In Employer Stock Fund (401(k) Plan) | $ | A | 45.14 | Acquired | Common Stock (45.14) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 424.6285 | Indirect |
Footnotes
F1: Exempt
F2: Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F3: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F4: Shares to be delivered on vesting of restricted stock units that vest 50% on the fourth anniversary of the date of grant and the balance on the 5th anniversary of the date of grant.
F5: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.