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STANLEY BLACK & DECKER, INC. — Director's Dealing 2010
Sep 29, 2010
30549_dirs_2010-09-29_541f8bee-11f8-48f9-833d-c25505a74510.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2010-08-02
Reporting Person: BEATT BRUCE H (Sen. VP, Gen. Counsel & Sec'y)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-09-24 | Common Stock | M | 4792 | $47.29 | Acquired | 56505 | Direct |
| 2010-09-24 | Common Stock | S | 4792 | $60.00 | Disposed | 51713 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-08-02 | Interest In Employer Stock Fund (401(k) Plan) | $ | D | 3322.5109 | Disposed | Common Stock (3322.5109) | Direct | |
| 2010-08-02 | Interest in Employer Stock Fund (Supplemental Plan) | $ | D | 5170.3169 | Disposed | Common Stock (5170.3169) | Direct | |
| 2010-09-24 | Stock Option (Right to Buy) | $47.29 | M | 4792 | Disposed | 2015-12-11 | Common Stock (4792) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 522.4034 | Indirect |
Footnotes
F1: Exempt
F2: Disposal of shares held for the reporting person under the Company's 401(k) Savings Plan.
F3: Disposal of shares held for the reporting person under the Company's Supplemental Plan.
F4: The option is fully exercisable.
F5: Aggregate number of shares held in ESPP as of 9/27/10, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.