AI assistant
STANLEY BLACK & DECKER, INC. — Director's Dealing 2010
Dec 14, 2010
30549_dirs_2010-12-13_141a7ad3-7c08-4b91-810e-2cfa98597c28.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2010-12-09
Reporting Person: Ansell Jeffrey D (SVP & Group Exec, Constr & DIY)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-09 | Common Stock | A | 6667 | — | Acquired | 106854 | Direct |
| 2010-12-09 | Common Stock | D | 437 | $63.715 | Disposed | 106417 | Direct |
| 2010-12-09 | Common Stock | D | 390 | $63.715 | Disposed | 106027 | Direct |
| 2010-12-10 | Common Stock | D | 293 | $64.135 | Disposed | 105734 | Direct |
| 2010-12-10 | Common Stock | M | 10000 | $30.96 | Acquired | 115734 | Direct |
| 2010-12-10 | Common Stock | S | 10000 | $64.38 | Disposed | 105734 | Direct |
| 2010-12-10 | Common Stock | M | 15000 | $31.31 | Acquired | 120734 | Direct |
| 2010-12-10 | Common Stock | S | 15000 | $64.38 | Disposed | 105734 | Direct |
| 2010-12-10 | Common Stock | M | 5000 | $41.425 | Acquired | 110734 | Direct |
| 2010-12-10 | Common Stock | S | 5000 | $64.38 | Disposed | 105734 | Direct |
| 2010-12-10 | Common Stock | M | 6250 | $33.345 | Acquired | 111984 | Direct |
| 2010-12-10 | Common Stock | S | 6250 | $64.38 | Disposed | 105734 | Direct |
| 2010-12-10 | Common Stock | S | 8397 | $64.38 | Disposed | 97337 | Direct |
| 2010-12-11 | Common Stock | D | 196 | $64.135 | Disposed | 97141 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-10 | Stock Option (Right to Buy) | $30.96 | M | 10000 | Disposed | 2012-10-16 | Common Stock (10000) | Direct |
| 2010-12-10 | Stock Option (Right to Buy) | $31.31 | M | 15000 | Disposed | 2013-10-15 | Common Stock (15000) | Direct |
| 2010-12-10 | Stock Option (Right to Buy) | $41.425 | M | 5000 | Disposed | 2014-10-15 | Common Stock (5000) | Direct |
| 2010-12-10 | Stock Option (Right to Buy) | $33.345 | M | 6250 | Disposed | 2018-12-09 | Common Stock (6250) | Direct |
| 2010-12-09 | Stock Option (Right to Buy) | $63.715 | A | 20000 | Acquired | 2020-12-09 | Common Stock (20000) | Direct |
Footnotes
F1: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2: Shares withheld to cover taxes on vesting of restricted stock units
F3: Currently 100% vested
F4: 12,500 shares currently exercisable, 6,250 will become exercisable on 12/9/2011 and 6,250 will become exercisable on 12/9/2012.
F5: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.