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STANLEY BLACK & DECKER, INC. — Director's Dealing 2010
Dec 14, 2010
30549_dirs_2010-12-13_a95e1b96-2373-4c43-ad40-14af21636420.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2010-12-09
Reporting Person: Bontrager D Brett (Sen. VP & Group Executive, CSS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-09 | Common Stock | A | 6667 | — | Acquired | 79194 | Direct |
| 2010-12-09 | Common Stock | D | 418 | $63.715 | Disposed | 78776 | Direct |
| 2010-12-09 | Common Stock | D | 374 | $63.715 | Disposed | 78402 | Direct |
| 2010-12-10 | Common Stock | D | 140 | $64.135 | Disposed | 78262 | Direct |
| 2010-12-10 | Common Stock | M | 1875 | $51.125 | Acquired | 80137 | Direct |
| 2010-12-10 | Common Stock | S | 1875 | $63.74 | Disposed | 78262 | Direct |
| 2010-12-10 | Common Stock | M | 6250 | $33.345 | Acquired | 84512 | Direct |
| 2010-12-10 | Common Stock | S | 6250 | $63.74 | Disposed | 78262 | Direct |
| 2010-12-10 | Common Stock | M | 3750 | $49.0225 | Acquired | 82012 | Direct |
| 2010-12-10 | Common Stock | S | 3750 | $63.74 | Disposed | 78262 | Direct |
| 2010-12-11 | Common Stock | D | 94 | $64.135 | Disposed | 78168 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-10 | Stock Option (Right to Buy) | $51.125 | M | 1875 | Disposed | 2017-12-10 | Common Stock (1875) | Direct |
| 2010-12-10 | Stock Option (Right to Buy) | $33.345 | M | 6250 | Disposed | 2018-12-09 | Common Stock (6250) | Direct |
| 2010-12-10 | Stock Option (Right to Buy) | $49.0225 | M | 3750 | Disposed | 2019-12-08 | Common Stock (3750) | Direct |
| 2010-12-09 | Stock Option (Right to Buy) | $63.715 | A | 20000 | Acquired | 2020-12-09 | Common Stock (20000) | Direct |
Footnotes
F1: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2: Shares withheld to cover taxes on vesting of restricted stock units
F3: 1,875 shares are currently exercisable, and 1,875 shares become exercisable on December 10, 2011.
F4: 6,250 shares are exercisable, 6,250 shares will become exercisable on 12/9/2011 and 6,250 shares will become exercisable on 12/9/2012.
F5: 3,750 shares are exercisable, 3,750 shares will become exercisable on 12/9/2011, 3,750 shares will become exercisable 12/9/2012 and 3,750 shares will become exercisable on 12/9/2013.
F6: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.