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STANLEY BLACK & DECKER, INC. — Director's Dealing 2009
Mar 4, 2009
30549_dirs_2009-03-04_5219bc0e-5538-4dc9-8b61-5db3fd59aed0.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: STANLEY WORKS (SWK)
CIK: 0000093556
Period of Report: 2008-12-09
Reporting Person: LOREE JAMES M (Executive Vice President, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-12-09 | Common Stock | A | 18656 | — | Acquired | 55418 | Direct |
| 2008-12-10 | Common Stock | D | 492 | $34.00 | Disposed | 54926 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-12-09 | Interest In Employer Stock Fund (401(k) Plan) | $ | J | 543 | Disposed | Common Stock (543) | Direct | |
| 2008-12-09 | Interest in Employer Stock Fund (Supplemental Plan) | $ | J | 1753 | Disposed | Common Stock (1753) | Direct |
Footnotes
F1: Exempt
F2: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant.
F3: Shares withheld to cover taxes on vesting of restricted stock units
F4: Represents shares held for the reporting person under the Company's Supplemental Plan as of November 28, 2008, including shares acquired or disposed of on various dates since balance was last reported. Effective as of October 3, 2008, 1852 shares were transferred to Mr. Loree's ex-wife pursuant to a domestic relations order. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in the number of shares retained by Mr. Loree.
F5: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of November 28, 2008, including shares acquired or disposed of on various dates since balance was last reported. Effective as of October 3, 2008, 591 shares were transferred to Mr. Loree's ex-wife pursuant to a domestic relations order. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in the number of shares retained by Mr. Loree.