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STANLEY BLACK & DECKER, INC. — Director's Dealing 2009
Jul 24, 2009
30549_dirs_2009-07-24_c0439c60-bcf9-43b4-9452-705ded2c1dc9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STANLEY WORKS (SWK)
CIK: 0000093556
Period of Report: 2009-07-17
Reporting Person: Bartone Michael A. (V.P. Corporate Tax)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12756 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.96 | 2012-10-16 | Common Stock (5000) | Direct | |
| Stock Option (Right to Buy) | $31.31 | 2013-10-15 | Common Stock (2500) | Direct | |
| Stock Option (Right to Buy) | $41.425 | 2014-10-15 | Common Stock (10000) | Direct | |
| Stock Option (Right to Buy) | $47.195 | 2015-12-13 | Common Stock (5000) | Direct | |
| Stock Option (Right to Buy) | $51.135 | 2016-12-11 | Common Stock (5000) | Direct | |
| Stock Option (Right to Buy) | $51.125 | 2017-12-10 | Common Stock (7500) | Direct | |
| Stock Option (Right to Buy) | $33.345 | 2018-12-09 | Common Stock (9500) | Direct | |
| Interest In Employer Stock Fund (401(k) Plan) | $ | Common Stock (1556) | Direct | ||
| Interest in Employer Stock Fund (Supplemental Plan) | $ | Common Stock (221) | Direct |
Footnotes
F1: 10,145 of the shares are RSUs, of which 700 vest on 12/9/2009; 469 vest on 12/10/2009; 313 vest on 12/11/2009; 313 vest on 12/13/2009; 700 vest on 12/9/2010; 469 vest on 12/10/2010; 312 vest on 12/11/2010; 2,500 vest on 4/23/2011; 700 vest on 12/9/2011; 469 vest on 12/10/2011; 2,500 vest on 4/23/2012; and 700 vest on 12/9/2012.
F2: Currently 100% vested
F3: 3,750 of the shares are currently exerciseable; 1,250 will become exerciseable on 12/13/2009.
F4: 2,500 of the shares are currently exerciseable; 1,250 will become exerciseable on 12/11/2009 and 1,250 will become exerciseable on 12/11/2010.
F5: 1,875 of the shares are currently exerciseable; 1,875 will become exerciseable on 12/10/2009; 1,875 will become exerciseable on 12/10/2010; and 1,875 will become exerciseable on 12/10/2011.
F6: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.
F7: Exempt
F8: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of July 17, 2009.
F9: Represents shares held for the reporting person under the Company's Supplemental Plan as of July 17, 2009.