AI assistant
STANLEY BLACK & DECKER, INC. — Director's Dealing 2009
Aug 5, 2009
30549_dirs_2009-08-05_ca3ab09e-3c94-46f2-9f0c-b6817ec6f45e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY WORKS (SWK)
CIK: 0000093556
Period of Report: 2009-08-04
Reporting Person: Davis Hubert Jr. (SVP, Bus.Transformation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-04 | Common Stock | M | 3125 | $25.125 | Acquired | 46829 | Direct |
| 2009-08-04 | Common Stock | S | 3125 | $41.051 | Disposed | 43704 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-04 | Stock Option (Right to Buy) | $25.125 | M | 3125 | Disposed | 2010-06-28 | Common Stock (3125) | Direct |
| 2009-08-05 | Interest In Employer Stock Fund (401(k) Plan) | $ | D | 145.6835 | Disposed | Common Stock (145.6835) | Direct | |
| 2009-08-05 | Interest in Employer Stock Fund (Supplemental Plan) | $ | D | 175.8208 | Disposed | Common Stock (175.8208) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3607.6414 | Indirect |
Footnotes
F1: 50% of stock option exercisable 36 months and 50% exercisable 60 months following employment date (6/26/2000).
F2: Exempt
F3: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F4: Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F5: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.