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STANLEY BLACK & DECKER, INC. — Director's Dealing 2006
Feb 23, 2006
30549_dirs_2006-02-23_27c88a42-01fb-4523-8f9d-cbb74d20e07f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STANLEY WORKS (SWK)
CIK: 0000093556
Period of Report: 2006-02-22
Reporting Person: Ansell Jeffrey D (V.P., Pres. Consumer Tools)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8250 | Direct |
| Common Stock | 4156.0412 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| NSQO (rights to buy) | $28.1875 | 2010-04-19 | Common Stock (10000) | Direct | |
| NQSO (rights to buy) | $19.3488 | 2010-10-18 | Common Stock (3000) | Direct | |
| NQSO (rights to buy) | $39.00 | 2011-10-18 | Common Stock (20000) | Direct | |
| NQSO (rights to buy) | $30.96 | 2012-10-16 | Common Stock (10000) | Direct | |
| NQSO (rights to buy) | $31.31 | 2013-10-15 | Common Stock (15000) | Direct | |
| NQSO (rights to buy) | $41.4250 | 2014-10-15 | Common Stock (10000) | Direct | |
| NQSO (rights to buy) | $47.1950 | 2015-12-13 | Common Stock (5000) | Direct | |
| Interest in Employer Stock Fund | $ | Common Stock (966.4933) | Direct | ||
| Interest in Employer Stock Fund | $ | Common Stock (883.3548) | Direct |
Footnotes
F1: Shares include 7,000 RSUs which become exercisable 4/18/06; 312 shares which become exercisable 12/13/06, 312 shares which become exercisable 12/13/07, 312 shares which become exercisable 12/13/08, and 312 shares which become exercisable 12/13/09
F2: Currently vested
F3: 10,000 shares currently vested and 10,000 shares exercisable on 10/19/06
F4: 5,000 shares currently vested and 5,000 shares exercisable on 10/17/07
F5: 7,500 shares currently vested and 3,750 shares exercisable on 10/16/06 & 3,750 shares exercisable on 10/16/07
F6: 2,500 shares currently vested and 2,500 shares exercisable on 10/15/06, 2,500 shares exercisable on 10/15/07 and 2,500 shares exercisable on 10/15/08
F7: 1,250 shares exercisable on 12/13/06, 1,250 shares exercisable on 12/13/07, 1,250 shares exercisable on 12/13/08 and 1,250 shares exercisable on 12/13/09
F8: Represents number of shares held for the reporting person under the Company?s 401(k) Savings Plan as of 1/31/06
F9: Represents number of shares held for the reporting person under the Company?s Supplemental Savings Plan as of 1/31/06
F10: Currently vested
F11: Distributions are generally made following termination of employment
F12: Common shares purchased from time to time by the trustee of the Plan for current market value
F13: Common shares are credited from time to time based on currently market value