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STANLEY BLACK & DECKER, INC. — Director's Dealing 2006
Sep 20, 2006
30549_dirs_2006-09-19_8ca70121-8652-46b1-967d-fef5c809d40d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY WORKS (SWK)
CIK: 0000093556
Period of Report: 2006-09-15
Reporting Person: Ansell Jeffrey D (V.P.,Pres. Consumer Tools)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-09-15 | Common Stock | M | 3000 | $19.3438 | Acquired | 11250 | Direct |
| 2006-09-15 | Common Stock | S | 3000 | $50.2854 | Disposed | 8250 | Direct |
| 2006-09-15 | Common Stock | M | 7200 | $28.1875 | Acquired | 15450 | Direct |
| 2006-09-15 | Common Stock | S | 7200 | $50.2854 | Disposed | 8250 | Direct |
| 2006-09-15 | Common Stock | S | 7000 | $50.2854 | Disposed | 1250 | Direct |
| 2006-09-15 | Common Stock | A | 313.0139 | — | Acquired | 4469.0551 | Indirect |
| 2006-09-15 | Common Stock | S | 3434 | $50.2854 | Disposed | 1035.0551 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-09-19 | Interest in Employer Stock Fund | $ | A | 93.2082 | Acquired | Common Stock (93.2082) | Direct | |
| 2006-09-19 | Interest in Employer Stock Fund | $ | A | 46.0689 | Acquired | Common Stock (46.0689) | Direct | |
| 2006-09-15 | Stock Option (right to buy) | $19.3438 | M | 3000 | Acquired | 2010-10-18 | Common Stock (3000) | Direct |
| 2006-09-15 | Stock Option (right to buy) | $28.1875 | M | 7200 | Acquired | 2010-04-19 | Common Stock (7200) | Direct |
Footnotes
F1: Shares sold pursuant to Rule 10b5-1 Plan
F2: Represents number of shares held for the reporting person under the Company's 401(k) Savings Plan as of 8/31/06, including aggregate number of shares acquired on various dates since date of last report
F3: Represents number of shares notionally held for reporting person under the Company's Supplemental Savings Plan as of 8/31/06, including aggregate number of shares acquired on various dates since date of last report
F4: Exempt
F5: Aggregate number of shares held in ESPP as of 9/12/06, including aggregate number of shares acquired on dates since date of last report
F6: 4,798 RSU shares sold and 2,202 RSU shares were withheld to cover tax withholding