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STANLEY BLACK & DECKER, INC. — Director's Dealing 2006
Nov 3, 2006
30549_dirs_2006-11-03_9ca30c39-7505-4975-aa2f-43745f0037f4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STANLEY WORKS (SWK)
CIK: 0000093556
Period of Report: 2006-10-24
Reporting Person: Allan Donald (V.P. & Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7996.6619 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| NQSO (rights to buy) | $39 | 2011-10-18 | Common Stock (5000) | Direct | |
| NQSO (rights to buy) | $30.96 | 2012-10-16 | Common Stock (10000) | Direct | |
| NQSO (rights to buy) | $31.31 | 2013-10-15 | Common Stock (5625) | Direct | |
| NQSO (rights to buy) | $41.4250 | 2014-10-15 | Common Stock (10000) | Direct | |
| NQSO (rights to buy) | $47.1950 | 2015-12-13 | Common Stock (5000) | Direct | |
| Interest in Employer Stock Fund | $ | Common Stock (856) | Direct | ||
| Interest in Employer Stock Fund | $ | Common Stock (245) | Direct |
Footnotes
F1: Of the 7,996.6619 shares directly held, 5,250 shares are RSUs of which 312 shares vest 12/13/06, 313 shares vest 12/13/07, 312 shares vest 12/13/08, 313 shares vest 12/13/09 and 4,000 are fully vested but distribution of underlying shares has been deferred to the earlier of August 14, 2008 or termination of Mr. Allan's employment.
F2: Currently vested
F3: 5,000 shares currently exerciseable and 5,000 shares exercisable on 10/17/07
F4: 3,750 shares currently exerciseable and 1,875 shares exercisable on 10/16/07
F5: 5,000 shares currently exerciseable, 2,500 shares exercisable on 10/15/07 and 2,500 shares exercisable on 10/15/08
F6: 1,250 shares exercisable on 12/13/06, 1,250 shares exercisable on 12/13/07, 1,250 shares exercisable on 12/13/08 and 1,250 shares exercisable on 12/13/09
F7: Represents number of shares held for the reporting person under the Company?s 401(k) Savings Plan as of 10/24/06
F8: Represents number of shares held for the reporting person under the Company?s Supplemental Savings Plan as of 10/24/06
F9: Distributions are generally made following termination of employment
F10: Common shares purchased from time to time by the trustee of the Plan for current market value
F11: Common shares are credited from time to time based on current market value