AI assistant
STANLEY BLACK & DECKER, INC. — Director's Dealing 2005
May 9, 2005
30549_dirs_2005-05-09_16a5af3c-2915-4755-805d-67e7bd84ac9c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STANLEY WORKS (SWK)
CIK: 0000093556
Period of Report: 2005-04-27
Reporting Person: Chen Jeff Hung-Tse (V.P., Global Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 820 | Direct |
| Common Stock | 2591.196 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Interest in Employer Stock Fund | $ | Common Stock (7034.4855) | Direct | ||
| Interest in Employer Stock Fund | $ | Common Stock (1267.7415) | Direct | ||
| NQSO (rights to buy) | $43.41 | 2007-10-20 | Common Stock (500) | Direct | |
| NQSO (rights to buy) | $28.4688 | 2008-10-20 | Common Stock (500) | Direct | |
| NQSO (rights to buy) | $32.8125 | 2009-05-18 | Common Stock (3000) | Direct | |
| NQSO (rights to buy) | $24.9063 | 2009-10-20 | Common Stock (1000) | Direct | |
| NQSO (rights to buy) | $28.1875 | 2010-04-19 | Common Stock (5000) | Direct | |
| NQSO (rights to buy) | $19.3438 | 2010-10-18 | Common Stock (1000) | Direct | |
| NQSO (rights to buy) | $39 | 2011-10-18 | Common Stock (2000) | Direct | |
| NQSO (rights to buy) | $30.96 | 2012-10-16 | Common Stock (5000) | Direct | |
| NQSO (rights to buy) | $31.31 | 2013-10-15 | Common Stock (5000) | Direct | |
| NQSO (rights to buy) | $35.705 | 2013-12-20 | Common Stock (5000) | Direct | |
| NQSO (rights to buy) | $41.425 | 2014-10-15 | Common Stock (10000) | Direct | |
| Restricted Stock Units | $35.705 | Common Stock (7500) | Direct |
Footnotes
F1: Represents number of shares held for the reporting person under the Company's 401(k) Savings Plan as of 4/27/05
F2: Represents number of shares held for the reporting person under the Company's Supplemental Savings Plan as of 4/27/05
F3: Currently Vested
F4: Distributions are generally made following termination of employment
F5: 1,000 shares currently vested & 1,000 shares exercisable on 10/19/06
F6: 2,500 shares exercisable on 10/17/05 & 2,500 shares exercisable on 10/17/07
F7: 1,250 shares exercisable on 10/16/05, 1,250 shares exercisable on 10/16/06 & 1,250 shares exercisable on 10/16/07
F8: 1,250 shares exercisable on 12/17/05, 1,250 shares exercisable on 12/17/06 & 1,250 shares exercisable on 12/17/07
F9: 2,500 shares exercisable on 10/15/05, 2,500 shares exercisable on 10/15/06, 2,500 shares exerercisable on 10/15/07 & 2,500 shares exercisable on 10/15/08
F10: Common shares purchased from time to time by the trustee of the plan for current market value
F11: Common shares are credited from time to time based on current market value
F12: Includes dividend equivalent rights
F13: 1,875 became payable on 12/1/04, distribution has been deferred until the earlier of termination of employment or market price of $60/share; 1,875 are payable on 12/1/05, 1,875 are payable on 12/1/06 & 1,875 are
payable on 12/1/07