Standard Chartered PLC — Major Shareholding Notification 2021

Jul 28, 2021

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STANDARD CHARTERED PLC

渣打集團有限公司

(Incorporated as a public limited company in England and Wales with limited liability)

(Registered Number: 966425)

(Stock Code: 02888)

TR-1: Standard Form for Notification of Major Holdings

1. Issuer Details

ISIN

GB0004082847

Issuer Name

STANDARD CHARTERED PLC

UK or Non-UK Issuer

Non-UK

2. Reason for Notification

Other

Comments

Please see additional information (Section 11)

3. Details of person subject to the notification obligation

Name

Schroders Plc

City of registered office (if applicable)

London Wall, Barbican

Country of registered office (if applicable)

England

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

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Country of registered office (if applicable)

1. Date on which the threshold was crossed or reached

23-Jul-2021

1. Date on which Issuer notified

26-Jul-2021

1. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	5.631740	0.015130	5.646870	44,031,958
Position of previous notification (if applicable)

1. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB0004082847		43,914,007		5.631740
Sub Total 8.A	43,914,007		5.631740%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

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8B2. Financial Instruments with similar economic effect according to (DTRS.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
CFD			Cash	117,951	0.015130
Sub Total 8.B2				117,951	0.015130%

1. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Schroders plc				0.000000
	Schroder Administration Limited			0.000000
	Schroder International Holdings Limited			0.000000
	Schroder Investment Management Limited			0.000000
Schroders plc				0.000000
	Schroder Administration Limited			0.000000
	Schroder International Holdings Limited			0.000000

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	Schroder Investment Management (Hong Kong) Limited			0.000000
Schroders plc				0.000000
	Schroder Administration Limited			0.000000
	Schroder Wealth Holdings Limited			0.000000
	Schroder Wealth Management (US) Limited			0.000000
Schroders plc				0.000000
	Schroder Administration Limited			0.000000
	Schroder Wealth Holdings Limited			0.000000
	Schroders (C.I.) Limited			0.000000
Schroders plc				0.000000
	Schroder Administration Limited			0.000000
	Schroder Wealth Holdings Limited			0.000000
	Schroder & Co. Limited			0.000000
Schroders plc				0.000000
	Schroder Administration Limited			0.000000

4

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	Schroder Wealth Holdings Limited			0.000000
	Schroder & Co (Asia) Limited			0.000000
Schroders plc				0.000000
	Schroder Administration Limited			0.000000
	Schroder International Holdings Limited			0.000000
	Nippon Life Schroders Asset Management Europe Limited			0.000000

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

From 26th July 2021 Schroder Investment Management Limited positions will now include the positions of its wholly owned subsidiary, Schroder Investment Management North America Limited.

12. Date of Completion

26-Jul-2021

13. Place Of Completion

London

Contact name for Enquiries

Louis Philpott, Director, Group Corporate Secretariat
020 7885 2055

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As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:

Chairman:
José María Viñals Iñiguez

Executive Directors:
William Thomas Winters, CBE and Andrew Nigel Halford

Independent Non-Executive Directors:
David Philbrick Conner; Byron Elmer Grote; Christine Mary Hodgson, CBE (Senior Independent Director); Gay Huey Evans, CBE; Naguib Kheraj (Deputy Chairman); Maria da Conceicao das Neves Calha Ramos; Philip George Rivett; David Tang; Carlson Tong and Jasmine Mary Whitbread

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