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Standard Chartered PLC — Major Shareholding Notification 2015
Jan 19, 2015
4648_mrq_2015-01-19_24bb1cfc-c268-4d85-893b-ca13c7054adb.html
Major Shareholding Notification
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RNS Number : 5382C
Standard Chartered PLC
19 January 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Standard Chartered PLC | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | X | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: |
Dodge & Cox | |||
| 4. Full name of shareholder(s) (if different from 3.): | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
January 15, 2015 | |||
| 6. Date on which issuer notified: | January 16, 2015 | |||
| 7. Threshold(s) that is/are crossed or reached: |
5% | |||
| 8. Notified details: | ||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | ||||||||||
| Direct | Indirect | Direct | Indirect | |||||||||||
| GB0004082847 | 122,253,653 | 125,858,653 | 5.09% | |||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |||||||||
| Nominal | Delta | |||||||||||||
| Total (A+B+C) | ||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||
| 125,858,653 | 5.09% | |||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: |
||
| 12. Date on which proxy holder will cease to hold voting rights: |
||
| 13. Additional information: | ||
Annex Notification Of Major Interests In Shares
| A: Identity of the person or legal entity subject to the notification obligation | |
| Full name (including legal form for legal entities) | Standard Chartered PLC |
| Contact address (registered office for legal entities) | 1 Basinghall Avenue, London, EC2V 5DD. |
| Phone number | 020 7885 7456 |
| Other useful information (at least legal representative for legal persons) |
| B: Identity of the notifier, if applicable | |
| Full name | Lee Davis |
| Contact address | Standard Chartered PLC 1 Basinghall Avenue, London, EC2V 5DD |
| Phone number | 020 7885 7456 |
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Group Corporate Secretariat |
| C: Additional information |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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