Standard Chartered PLC

Director's Dealing • Mar 12, 2024

National Storage Mechanism | Additional information

RNS Number : 5712G

Standard Chartered PLC

12 March 2024

Standard Chartered PLC - Director/PDMR Shareholding

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Simon Cooper

2

Reason for the notification

a)

Position/status

CEO, Corporate, Commercial & Institutional Banking and CEO, Europe & Americas

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan

iii) Vesting of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

iv) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan

v) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan

vi) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance

vii) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance

viii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	120,048
ii)	6.558	220,609
iii)	6.554	18,728
iv)	6.554	24,828
v)	6.554	43,641
vi)	6.554	12,530
vii)	6.554	13,280
viii)	6.554	25,683

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	120,048
ii)	6.558	220,609
iii)	6.554	18,728
iv)	6.554	24,828
v)	6.554	43,641
vi)	6.554	12,530
vii)	6.554	13,280
viii)	6.554	25,683

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Diego De Giorgi

2

Reason for the notification

a)

Position/status

Group Chief Financial Officer

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2023 Annual Report and Accounts

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	12,747
ii)	6.558	44,449

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	12,747
ii)	6.558	44,449

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Claire Dixon

2

Reason for the notification

a)

Position/status

Group Head, Corporate Affairs, Brand and Marketing

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	11,908
ii)	6.558	38,042

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	11,908
ii)	6.558	38,042

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Judy Hsu

2

Reason for the notification

a)

Position/status

CEO, Consumer, Private and Business Banking

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan

iii) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan

iv) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan

v) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance

vi) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance

vii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	96,001
ii)	6.558	90,360
iii)	6.554	8,313
iv)	6.554	18,064
v)	6.554	5,032
vi)	6.554	6,400
vii)	6.554	12,523

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	96,001
ii)	6.558	90,360
iii)	6.554	8,313
iv)	6.554	18,064
v)	6.554	5,032
vi)	6.554	6,400
vii)	6.554	12,523

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Benjamin Hung

2

Reason for the notification

a)

Position/status

Chief Executive Officer, Asia

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan

iii) Vesting of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

iv) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan

v) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan

vi) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance

vii) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance

viii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	64,330
ii)	6.558	67,467
iii)	6.554	12,277
iv)	6.554	15,422
v)	6.554	14,913
vi)	6.554	4,750
vii)	6.554	5,542
viii)	6.554	11,263

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	64,330
ii)	6.558	67,467
iii)	6.554	12,277
iv)	6.554	15,422
v)	6.554	14,913
vi)	6.554	4,750
vii)	6.554	5,542
viii)	6.554	11,263

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Tanuj Kapilashrami

2

Reason for the notification

a)

Position/status

Group Head, Human Resources

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan

iii) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan

iv) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance

v) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance

vi) Sale of shares to cover tax in relation to the transactions described in iii), iv) and v) above

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	28,781
ii)	6.558	51,113
iii)	6.554	14,878
iv)	6.554	4,435
v)	6.554	7,642
vi)	6.554	12,695

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	28,781
ii)	6.558	51,113
iii)	6.554	14,878
iv)	6.554	4,435
v)	6.554	7,642
vi)	6.554	12,695

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Sunil Kaushal

2

Reason for the notification

a)

Position/status

Regional CEO, Africa & Middle East

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan

iii) Vesting of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

iv) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan

v) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan

vi) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance

vii) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance

vii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	60,985
ii)	6.558	57,402
iii)	6.554	5,263
iv)	6.554	5,950
v)	6.554	8,511
vi)	6.554	3,521
vii)	6.554	4,210
viii)	6.554	8,403

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	60,985
ii)	6.558	57,402
iii)	6.554	5,263
iv)	6.554	5,950
v)	6.554	8,511
vi)	6.554	3,521
vii)	6.554	4,210
viii)	6.554	8,403

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Roel Louwhoff

2

Reason for the notification

a)

Position/status

Chief Transformation, Technology & Operations Officer

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	148,558
ii)	6.558	132,999

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	148,558
ii)	6.558	132,999

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Tracey McDermott

2

Reason for the notification

a)

Position/status

Group Head, Conduct, Financial Crime and Compliance

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan

iii) Vesting of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

iv) Vesting of deferred shares granted in March 2019 under the 2011 Standard Chartered Share Plan

v) Vesting of deferred shares granted in March 2020 under the 2011 Standard Chartered Share Plan

vi) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance

vii) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance

viii) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance

ix) Sale of shares to cover tax in relation to the transactions described in iii), iv), v), vi), vii) and viii) above

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	24,000
ii)	6.558	35,664
iii)	6.554	4,608
iv)	6.554	6,503
v)	6.554	9,332
vi)	6.554	2,808
vii)	6.554	3,881
viii)	6.554	7,047
ix)	6.554	16,097

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	24,000
ii)	6.558	35,664
iii)	6.554	4,608
iv)	6.554	6,503
v)	6.554	9,332
vi)	6.554	2,808
vii)	6.554	3,881
viii)	6.554	7,047
ix)	6.554	16,097

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Sadia Ricke

2

Reason for the notification

a)

Position/status

Group Chief Risk Officer

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	26,871
ii)	6.558	39,930

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	26,871
ii)	6.558	39,930

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Bill Winters

2

Reason for the notification

a)

Position/status

Group Chief Executive

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Allocation of ordinary shares subject to a minimum retention period of twelve months

ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2023 Annual Report and Accounts

iii) Vesting of the fourth tranche of shares under the 2018-2020 LTIP post performance

iv) Vesting of the third tranche of shares under the 2019-2021 LTIP post performance

v) Vesting of the second tranche of shares under the 2020-2022 LTIP post performance

vi) Sale of shares to cover tax in relation to the transactions described in iii), iv) and v) above

c)

Price(s) and volume(s)

	Price £	Volume
i)	6.558	59,072
ii)	6.558	101,708
iii)	6.554	28,178
iv)	6.554	30,604
v)	6.554	59,282
vi)	6.554	55,602

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	6.558	59,072
ii)	6.558	101,708
iii)	6.554	28,178
iv)	6.554	30,604
v)	6.554	59,282
vi)	6.554	55,602

e)

Date of the transaction

11 March 2024

f)

Place of the transaction

XLON London Stock Exchange

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END

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