Standard Chartered PLC — Director's Dealing 2022

Mar 17, 2022

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STANDARD CHARTERED PLC

渣打集團有限公司

(Incorporated as a public limited company in England and Wales with limited liability)

(Registered Number: 966425)

(Stock Code: 02888)

Director/PDMR Shareholding

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Andy Halford
2	Reason for the notification
a)	Position/status	Group Chief Financial Officer
b)	Initial notification /Amendment	Initial
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Standard Chartered PLC
b)	LEI	U4LOSYZ7YG4W3S5F2G91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)	Nature of the transaction	i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2021 Annual Report and Accounts
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan

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2

| | | iv) Exercise of the third tranche of shares under 2017-19 LTIP post performance, including notional dividends
v) Sale of shares to cover tax in relation to the transaction described in iv) above | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 41,300 |
| | | ii) | 4.876 | 55,451 |
| | | iii) | 4.876 | 483,861 |
| | | iv) | 4.92 | 29,982 |
| | | v) | 4.92 | 14,120 |
| d) | Aggregated information
- Aggregated volume
- Price | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 41,300 |
| | | ii) | 4.876 | 55,451 |
| | | iii) | 4.876 | 483,861 |
| | | iv) | 4.92 | 29,982 |
| | | v) | 4.92 | 14,120 |
| e) | Date of the transaction | 14 March 2022 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
| --- | --- | --- |
| a) | Name | Ben Hung |
| 2 | Reason for the notification | |
| a) | Position/status | CEO, Asia |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of US$0.50 each
ISIN: GB0004082847 |

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3

| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
iv) Exercise of the third tranche of shares under 2017-19 LTIP post performance, including notional dividends | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 77,079 |
| | | ii) | 4.876 | 55,211 |
| | | iii) | 4.876 | 162,385 |
| | | iv) | 4.92 | 8,522 |
| d) | Aggregated information
- Aggregated volume
- Price | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 77,079 |
| | | ii) | 4.876 | 55,211 |
| | | iii) | 4.876 | 162,385 |
| | | iv) | 4.92 | 8,522 |
| e) | Date of the transaction | 14 March 2022 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
| --- | --- | --- |
| a) | Name | Bill Winters |
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Executive |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of US$0.50 each
ISIN: GB0004082847 |

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4

| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2021 Annual Report and Accounts
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
iv) Exercise of the third tranche of shares under 2017-19 LTIP post performance, including notional dividends
v) Sale of shares to cover tax in relation to the transaction described in iv) above | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 64,608 |
| | | ii) | 4.876 | 131,426 |
| | | iii) | 4.876 | 756,932 |
| | | iv) | 4.92 | 48,428 |
| | | v) | 4.92 | 22,807 |
| d) | Aggregated information
- Aggregated volume
- Price | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 64,608 |
| | | ii) | 4.876 | 131,426 |
| | | iii) | 4.876 | 756,932 |
| | | iv) | 4.92 | 48,428 |
| | | v) | 4.92 | 22,807 |
| e) | Date of the transaction | 14 March 2022 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
| --- | --- | --- |
| a) | Name | Claire Dixon |
| 2 | Reason for the notification | |
| a) | Position/status | Group Head, Corporate Affairs, Brand and Marketing |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |

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4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument
Identification code	Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)	Nature of the transaction	i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
c)	Price(s) and volume(s)		Price £	Volume
		i)	4.876	27,391
		ii)	4.876	37,019
		iii)	4.876	108,879
d)	Aggregated information
- Aggregated volume
- Price		Price £	Volume
		i)	4.876	27,391
		ii)	4.876	37,019
		iii)	4.876	108,879
e)	Date of the transaction	14 March 2022
f)	Place of the transaction	XLON London Stock Exchange
1	Details of the person discharging managerial responsibilities / person closely associated
---	---	---
a)	Name	David Whiteing
2	Reason for the notification
a)	Position/status	Group Chief Operating Officer
b)	Initial notification /Amendment	Initial
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Standard Chartered PLC
b)	LEI	U4LOSYZ7YG4W3S5F2G91

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4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument
Identification code	Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)	Nature of the transaction	i) Grant of upfront shares award under the 2021 Standard Chartered Share Plan
ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
c)	Price(s) and volume(s)
			Price £	Volume
		i)	4.876	47,706
		ii)	4.876	84,411
d)	Aggregated information
- Aggregated volume
- Price
			Price £	Volume
		i)	4.876	47,706
		ii)	4.876	84,411
e)	Date of the transaction	14 March 2022
f)	Place of the transaction	XLON London Stock Exchange
1	Details of the person discharging managerial responsibilities / person closely associated
---	---	---
a)	Name	Judy Hsu
2	Reason for the notification
a)	Position/status	CEO, Consumer, Private and Business Banking
b)	Initial notification /Amendment	Initial
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Standard Chartered PLC
b)	LEI	U4LOSYZ7YG4W3S5F2G91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of US$0.50 each

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	Identification code	ISIN: GB0004082847
b)	Nature of the transaction	i) Grant of upfront shares award under the 2021 Standard Chartered Share Plan
ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
c)	Price(s) and volume(s)		Price £	Volume
		i)	4.876	97,963
		ii)	4.876	75,956
		iii)	4.876	194,759
d)	Aggregated information		Price £	Volume
		i)	4.876	97,963
	- Aggregated volume	ii)	4.876	75,956
	- Price	iii)	4.876	194,759
e)	Date of the transaction	14 March 2022
f)	Place of the transaction	XLON London Stock Exchange
1	Details of the person discharging managerial responsibilities / person closely associated
---	---	---
a)	Name	Mark Smith
2	Reason for the notification
a)	Position/status	Group Chief Risk Officer
b)	Initial notification /Amendment	Initial
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Standard Chartered PLC
b)	LEI	U4LOSYZ7YG4W3S5F2G91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument
Identification code	Ordinary Shares of US$0.50 each
ISIN: GB0004082847

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| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
iv) Exercise of the third tranche of shares under 2017-19 LTIP post performance, including notional dividends
v) Sale of shares to cover tax in relation to the transaction described in iv) above | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 44,015 |
| | | ii) | 4.876 | 59,487 |
| | | iii) | 4.876 | 174,962 |
| | | iv) | 4.92 | 10,448 |
| | | v) | 4.92 | 4,921 |
| d) | Aggregated information
- Aggregated volume
- Price | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 44,015 |
| | | ii) | 4.876 | 59,487 |
| | | iii) | 4.876 | 174,962 |
| | | iv) | 4.92 | 10,448 |
| | | v) | 4.92 | 4,921 |
| e) | Date of the transaction | 14 March 2022 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
| --- | --- | --- |
| a) | Name | Roel Louwhoff |
| 2 | Reason for the notification | |
| a) | Position/status | Chief Digital, Technology & Innovation Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |

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| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of US$0.50 each
ISIN: GB0004082847 | | |
| --- | --- | --- | --- | --- |
| b) | Nature of the transaction | i) Grant of upfront shares award under the 2021 Standard Chartered Share Plan
ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
iv) Grant of restricted shares award under the 2021 Standard Chartered Share Plan
v) Allocation of ordinary shares | | |
| c) | Price(s) and volume(s) | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 185,351 |
| | | ii) | 4.876 | 87,514 |
| | | iii) | 4.876 | 291,713 |
| | | iv) | 4.876 | 85,850 |
| | | v) | 4.876 | 68,162 |
| d) | Aggregated information
- Aggregated volume
- Price | | | |
| | | | Price £ | Volume |
| | | i) | 4.876 | 185,351 |
| | | ii) | 4.876 | 87,514 |
| | | iii) | 4.876 | 291,713 |
| | | iv) | 4.876 | 85,850 |
| | | v) | 4.876 | 68,162 |
| e) | Date of the transaction | 14 March 2022 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
| --- | --- | --- |
| a) | Name | Simon Cooper |
| 2 | Reason for the notification | |
| a) | Position/status | CEO, Corporate, Commercial & Institutional Banking and Europe & Americas |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |

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b)	LEI	U4LOSYZ7YG4W3S5F2G91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary Shares of US$0.50 each
	Identification code	ISIN: GB0004082847
b)	Nature of the transaction	i) Grant of upfront shares award under the 2021 Standard Chartered Share Plan
		ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
		iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
		iv) Exercise of the third tranche of shares under 2017-19 LTIP post performance, including notional dividends
c)	Price(s) and volume(s)		Price £	Volume
		i)	4.876	189,617
		ii)	4.876	135,800
		iii)	4.876	399,412
		iv)	4.92	11,430
d)	Aggregated information
- Aggregated volume
- Price		Price £	Volume
		i)	4.876	189,617
		ii)	4.876	135,800
		iii)	4.876	399,412
		iv)	4.92	11,430
e)	Date of the transaction	14 March 2022
f)	Place of the transaction	XLON London Stock Exchange
1	Details of the person discharging managerial responsibilities / person closely associated
---	---	---
a)	Name	Sunil Kaushal
2	Reason for the notification
a)	Position/status	CEO, Africa & Middle East
b)	Initial notification /Amendment	Initial
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

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a)	Name	Standard Chartered PLC
b)	LEI	U4LOSYZ7YG4W3S5F2G91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument
Identification code	Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)	Nature of the transaction	i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
iv) Exercise of the third tranche of shares under 2017-19 LTIP post performance, including notional dividends
c)	Price(s) and volume(s)
			Price £	Volume
		i)	4.876	61,129
		ii)	4.876	46,362
		iii)	4.876	123,633
		iv)	4.92	5,712
d)	Aggregated information
- Aggregated volume
- Price
			Price £	Volume
		i)	4.876	61,129
		ii)	4.876	46,362
		iii)	4.876	123,633
		iv)	4.92	5,712
e)	Date of the transaction	14 March 2022
f)	Place of the transaction	XLON London Stock Exchange
1	Details of the person discharging managerial responsibilities / person closely associated
---	---	---
a)	Name	Tanuj Kapilashrami
2	Reason for the notification
a)	Position/status	Group Head, Human Resources
b)	Initial notification /Amendment	Initial

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3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Standard Chartered PLC
b)	LEI	U4LOSYZ7YG4W3S5F2G91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument
Identification code	Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)	Nature of the transaction	i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
c)	Price(s) and volume(s)		Price £	Volume
		i)	4.876	32,504
		ii)	4.876	47,558
		iii)	4.876	121,945
d)	Aggregated information
- Aggregated volume
- Price		Price £	Volume
		i)	4.876	32,504
		ii)	4.876	47,558
		iii)	4.876	121,945
e)	Date of the transaction	14 March 2022
f)	Place of the transaction	XLON London Stock Exchange
1	Details of the person discharging managerial responsibilities / person closely associated
---	---	---
a)	Name	Tracey McDermott
2	Reason for the notification
a)	Position/status	Group Head, Conduct, Financial Crime and Compliance
b)	Initial notification /Amendment	Initial
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

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a)	Name	Standard Chartered PLC
b)	LEI	U4LOSYZ7YG4W3S5F2G91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument
Identification code	Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)	Nature of the transaction	i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares award under the 2021 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2021 Standard Chartered Share Plan
c)	Price(s) and volume(s)		Price £	Volume
		i)	4.876	30,309
		ii)	4.876	43,372
		iii)	4.876	115,659
d)	Aggregated information
- Aggregated volume
- Price		Price £	Volume
		i)	4.876	30,309
		ii)	4.876	43,372
		iii)	4.876	115,659
e)	Date of the transaction	14 March 2022
f)	Place of the transaction	XLON London Stock Exchange

London, 16 March 2022

As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:

Chairman:
José María Viñals Iñiguez

Executive Directors:
William Thomas Winters, CBE and Andrew Nigel Halford

Independent Non-Executive Directors:
David Philbrick Conner; Byron Elmer Grote; Christine Mary Hodgson, CBE (Senior Independent Director); Gay Huey Evans, CBE; Naguib Kheraj (Deputy Chairman); Maria da Conceicao das Neves Calha Ramos; Philip George Rivett; David Tang; Carlson Tong and Jasmine Mary Whitbread