Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Standard Chartered PLC Director's Dealing 2021

Mar 23, 2021

4648_rns_2021-03-23_c412a2be-1d24-48a4-9741-8466dd7c290c.pdf

Director's Dealing

Open in viewer

Opens in your device viewer

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this document, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this document.

img-0.jpeg

STANDARD CHARTERED PLC

渣打集團有限公司

(Incorporated as a public limited company in England and Wales with limited liability)

(Registered Number: 966425)

(Stock Code: 02888)

Director/PDMR Shareholding

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Andy Halford
2 Reason for the notification
a) Position/status Group Chief Financial Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Exercise of LTIP award granted in March 2018 under the 2011 Standard Chartered Share Plan
ii) Sale of shares to cover tax in relation to the transaction described in i) above
c) Price(s) and volume(s) Price £ Volume
i) 5.03 17,448
ii) 5.03 8,217

| d) | Aggregated information
- Aggregated volume
- Price | | Price £ | Volume |
| --- | --- | --- | --- | --- |
| | | i) | 5.03 | 17,448 |
| | | ii) | 5.03 | 8,217 |
| e) | Date of the transaction | 17 March 2021 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |

2


1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Ben Hung
2 Reason for the notification
a) Position/status CEO, Asia
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Exercise of LTIP award granted in March 2018 under the 2011 Standard Chartered Share Plan
ii) Sale of ordinary shares
c) Price(s) and volume(s) Price £ Volume
i) 5.030 4,750
ii) 5.038 100,000
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 5.030 4,750
ii) 5.038 100,000
e) Date of the transaction i) 17 March 2021
ii) 18 March 2021
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Bill Winters
2 Reason for the notification
a) Position/status Group Chief Executive Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Exercise of LTIP award granted in March 2018 under the 2011 Standard Chartered Share Plan
ii) Sale of shares to cover tax in relation to the transaction described in i) above
c) Price(s) and volume(s)
Price £ Volume
5.03 28,178
5.03 13,271
d) Aggregated information
- Aggregated volume
- Price
Price £ Volume
5.03 28,178
5.03 13,271
e) Date of the transaction 17 March 2021
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Mark Smith
2 Reason for the notification
a) Position/status Group Chief Risk Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Exercise of LTIP award granted in March 2018 under the 2011 Standard Chartered Share Plan
ii) Sale of shares to cover tax in relation to the transaction described in i) above
c) Price(s) and volume(s) Price £ Volume
i) 5.03 5,513
ii) 5.03 2,597
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 5.03 5,513
ii) 5.03 2,597
e) Date of the transaction 17 March 2021
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Sunil Kaushal
2 Reason for the notification
a) Position/status CEO, Africa & Middle East
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Exercise of LTIP award granted in March 2018 under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 5.03 3,521
d) Aggregated information - Aggregated volume - Price Price £ Volume
i) 5.03 3,521
e) Date of the transaction 17 March 2021
f) Place of the transaction XLON London Stock Exchange

7

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Tracey McDermott
2 Reason for the notification
a) Position/status Group Head, Conduct, Financial Crime and Compliance
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument
Identification code Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b) Nature of the transaction i) Exercise of LTIP award granted in March 2018 under the 2011 Standard Chartered Share Plan
ii) Sale of shares to cover tax in relation to transaction described in i) above
c) Price(s) and volume(s) Price £ Volume
i) 5.03 2,807
ii) 5.03 1,324
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 5.03 2,807
ii) 5.03 1,324
e) Date of the transaction 17 March 2021
f) Place of the transaction XLON London Stock Exchange

As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:

Chairman:
José María Viñals Iñiguez

Executive Directors:
William Thomas Winters, CBE and Andrew Nigel Halford

Independent Non-Executive Directors:
David Philbrick Conner; Byron Elmer Grote; Christine Mary Hodgson, CBE (Senior Independent Director); Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman); Maria da Conceicao das Neves Calha Ramos; Philip George Rivett; David Tang; Carlson Tong and Jasmine Mary Whitbread