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Standard Chartered PLC Director's Dealing 2021
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Director's Dealing
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National Storage Mechanism | Additional information 
RNS Number : 7682S
Standard Chartered PLC
18 March 2021
Standard Chartered PLC - Director/PDMR Shareholding
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Andy Halford (allocated shares held through Computershare Investor Services PLC)
2
Reason for the notification
a)
Position/status
Group Chief Financial Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2020 Annual Report and Accounts
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Exercise of the second tranche of shares under 2017-19 LTIP post performance, including notional dividends
v) Sale of shares to cover tax in relation to the transaction described in iv) above
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 26,672 |
| ii) | 4.901 | 54,065 |
| iii) | 4.901 | 481,415 |
| iv) | 4.929 | 28,726 |
| v) | 4.929 | 13,530 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 26,672 |
| ii) | 4.901 | 54,065 |
| iii) | 4.901 | 481,415 |
| iv) | 4.929 | 28,726 |
| v) | 4.929 | 13,530 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Benjamin Hung
2
Reason for the notification
a)
Position/status
CEO, Asia
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Exercise of the second tranche of shares under 2017-19 LTIP (post performance), including notional dividends
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 74,151 |
| ii) | 4.901 | 262,456 |
| iii) | 4.929 | 8,088 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 74,151 |
| ii) | 4.901 | 262,456 |
| iii) | 4.929 | 8,088 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Bill Winters (allocated shares held through Computershare Investor Services PLC)
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2020 Annual Report and Accounts
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Exercise of the second tranche of shares under 2017-19 LTIP post performance, including notional dividends
v) Sale of shares to cover tax in relation to the transaction described in iv) above
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 41,724 |
| ii) | 4.901 | 128,147 |
| iii) | 4.901 | 753,105 |
| iv) | 4.929 | 46,404 |
| v) | 4.929 | 21,854 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 41,724 |
| ii) | 4.901 | 128,147 |
| iii) | 4.901 | 753,105 |
| iv) | 4.929 | 46,404 |
| v) | 4.929 | 21,854 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
David Whiteing
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Sale of ordinary shares
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 69,082 |
| ii) | 4.901 | 244,538 |
| iii) | 4.932 | 98,772 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 69,082 |
| ii) | 4.901 | 244,538 |
| iii) | 4.932 | 98,772 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Judy Hsu
2
Reason for the notification
a)
Position/status
CEO, Consumer, Private and Business Banking
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 86,070 |
| ii) | 4.901 | 304,675 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 86,070 |
| ii) | 4.901 | 304,675 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Smith
2
Reason for the notification
a)
Position/status
Group Chief Risk Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Exercise of the second tranche of shares under 2017-19 LTIP (post performance), including notional dividends
v) Sale of shares to cover tax in relation to the transaction described in iv) above
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 45,616 |
| ii) | 4.901 | 21,761 |
| iii) | 4.901 | 261,116 |
| iv) | 4.929 | 10,014 |
| v) | 4.929 | 4,718 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 45,616 |
| ii) | 4.901 | 21,761 |
| iii) | 4.901 | 261,116 |
| iv) | 4.929 | 10,014 |
| v) | 4.929 | 4,718 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Gorriz
2
Reason for the notification
a)
Position/status
Group Chief Information Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Exercise of the second tranche of shares under 2017-19 LTIP post performance, including notional dividends
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 75,757 |
| ii) | 4.901 | 268,167 |
| iii) | 4.929 | 3,792 |
d)
Aggregated information
- Aggregawted volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 75,757 |
| ii) | 4.901 | 268,167 |
| iii) | 4.929 | 3,792 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Simon Cooper
2
Reason for the notification
a)
Position/status
CEO, Corporate, Commercial & Institutional Banking Europe & Americas
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Exercise of the second tranche of shares under 2017-19 LTIP (post performance), including notional dividends
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 205,935 |
| ii) | 4.901 | 52,073 |
| iii) | 4.901 | 624,828 |
| iv) | 4.929 | 11,239 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 205,935 |
| ii) | 4.901 | 52,073 |
| iii) | 4.901 | 624,828 |
| iv) | 4.929 | 11,239 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Sunil Kaushal
2
Reason for the notification
a)
Position/status
CEO, Africa & Middle East
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Exercise of the second tranche of shares under 2017-19 LTIP (post performance), including notional dividends
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 56,352 |
| ii) | 4.901 | 199,459 |
| iii) | 4.929 | 5,416 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 56,352 |
| ii) | 4.901 | 199,459 |
| iii) | 4.929 | 5,416 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tanuj Kapilashrami
2
Reason for the notification
a)
Position/status
Group Head, Human Resources
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 31,793 |
| ii) | 4.901 | 15,167 |
| iii) | 4.901 | 181,993 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 31,793 |
| ii) | 4.901 | 15,167 |
| iii) | 4.901 | 181,993 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tracey McDermott
2
Reason for the notification
a)
Position/status
Group Head, Conduct, Financial Crime and Compliance
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 4.901 | 25,846 |
| ii) | 4.901 | 172,611 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 4.901 | 25,846 |
| ii) | 4.901 | 172,611 |
e)
Date of the transaction
15 March 2021
f)
Place of the transaction
XLON London Stock Exchange
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