Standard Chartered PLC — Director's Dealing 2021

Mar 11, 2021

National Storage Mechanism | Additional information

RNS Number : 0143S

Standard Chartered PLC

11 March 2021

Standard Chartered PLC - Director/PDMR Shareholding

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Ben Hung

2

Reason for the notification

a)

Position/status

CEO, Asia

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

c)

Price(s) and volume(s)

Price £	Volume
5.002	12,277

d)

Aggregated information

- Aggregated volume

- Price

Price £	Volume
5.002	12,277

e)

Date of the transaction

9 March 2021

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

David Whiteing

2

Reason for the notification

a)

Position/status

Group Chief Operating Officer

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

Exercise of upfront shares granted in March 2020 under the 2011 Standard Chartered Share Plan

c)

Price(s) and volume(s)

Price £	Volume
5.002	74,182

d)

Aggregated information

- Aggregated volume

- Price

Price £	Volume
5.002	74,182

e)

Date of the transaction

9 March 2021

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Judy Hsu

2

Reason for the notification

a)

Position/status

CEO, Consumer, Private and Business Banking

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

Exercise of upfront shares granted in March 2020 under the 2011 Standard Chartered Share Plan

c)

Price(s) and volume(s)

Price £	Volume
5.002	95,338

d)

Aggregated information

- Aggregated volume

- Price

Price £	Volume
5.002	95,338

e)

Date of the transaction

9 March 2021

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Mark Smith

2

Reason for the notification

a)

Position/status

Group Chief Risk Officer

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Exercise of Deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

ii) Sale of shares to cover tax in relation to the transaction described in i) above

c)

Price(s) and volume(s)

	Price £	Volume
i)	5.002	9,048
ii)	5.002	4,262

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	5.002	9,048
ii)	5.002	4,262

e)

Date of the transaction

9 March 2021

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Michael Gorriz

2

Reason for the notification

a)

Position/status

Group Chief Information Officer

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

Exercise of upfront shares granted in March 2020 under the 2011 Standard Chartered Share Plan

c)

Price(s) and volume(s)

Price £	Volume
5.002	66,990

d)

Aggregated information

- Aggregated volume

- Price

Price £	Volume
5.002	66,990

e)

Date of the transaction

9 March 2021

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Simon Cooper

2

Reason for the notification

a)

Position/status

CEO, Corporate, Commercial & Institutional Banking and Europe & Americas

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

Exercise of upfront shares granted in March 2020 under the 2011 Standard Chartered Share Plan

c)

Price(s) and volume(s)

Price £	Volume
5.002	213,445

d)

Aggregated information

- Aggregated volume

- Price

Price £	Volume
5.002	213,445

e)

Date of the transaction

9 March 2021

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Sunil Kaushal

2

Reason for the notification

a)

Position/status

CEO, Africa & Middle East

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

c)

Price(s) and volume(s)

Price £	Volume
5.002	5,263

d)

Aggregated information

- Aggregated volume

- Price

Price £	Volume
5.002	5,263

e)

Date of the transaction

9 March 2021

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Tanuj Kapilashrami

2

Reason for the notification

a)

Position/status

Group Head, Human Resources

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

ii) Sale of shares to cover tax in relation to the transaction described in i) above

c)

Price(s) and volume(s)

	Price £	Volume
i)	5.002	9,244
ii)	5.002	4,354

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	5.002	9,244
ii)	5.002	4,354

e)

Date of the transaction

9 March 2021

f)

Place of the transaction

XLON London Stock Exchange

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Tracey McDermott

2

Reason for the notification

a)

Position/status

Group Head, Conduct, Financial Crime and Compliance

b)

Initial notification /Amendment

Initial

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Standard Chartered PLC

b)

LEI

U4LOSYZ7YG4W3S5F2G91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of US$0.50 each

ISIN: GB0004082847

b)

Nature of the transaction

i) Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan

ii) Sale of shares to cover tax in relation to the transaction described in i) above

c)

Price(s) and volume(s)

	Price £	Volume
i)	5.002	4,608
ii)	5.002	2,171

d)

Aggregated information

- Aggregated volume

- Price

	Price £	Volume
i)	5.002	4,608
ii)	5.002	2,171

e)

Date of the transaction

9 March 2021

f)

Place of the transaction

XLON London Stock Exchange

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