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Standard Chartered PLC Director's Dealing 2020
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Director's Dealing
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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this document, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this document.
STANDARD CHARTERED PLC
渣打集團有限公司
(Incorporated as a public limited company in England and Wales with limited liability)
(Registered Number: 966425)
(Stock Code: 02888)
Standard Chartered PLC - Director/PDMR Shareholding
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Sunil Kaushal |
| 2 | Reason for the notification | |
| a) | Position/status | Regional CEO, Africa & Middle East |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan |
| ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above | ||
| iii) Sale of shares to cover tax withholding liability on the transaction described above |
2
| c) | Price(s) and volume(s) | |||
|---|---|---|---|---|
| Price £ | Volume | |||
| i) | N/A | 175 | ||
| ii) | 4.656 | 2,314 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | N/A | 175 | ||
| ii) | 4.656 | 2,314 | ||
| iii) | 4.656 | 121 | ||
| e) | Date of the transaction | 19 March 2020 | ||
| f) | Place of the transaction | XLON London Stock Exchange | ||
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
| --- | --- | --- | --- | --- |
| a) | Name | Ben Hung | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument | |||
| Identification code | Ordinary Shares of US$0.50 each | |||
| ISIN: GB0004082847 | ||||
| b) | Nature of the transaction | i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan | ||
| ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | N/A | 229 | ||
| ii) | 4.656 | 3,027 |
3
| d) | Aggregated information
- Aggregated volume
- Price | | | |
| --- | --- | --- | --- | --- |
| | | | Price £ | Volume |
| | | i) | N/A | 229 |
| | | ii) | 4.656 | 3,027 |
| e) | Date of the transaction | 19 March 2020 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | | | |
| --- | --- | --- | --- | --- |
| a) | Name | Judy Hsu | | |
| 2 | Reason for the notification | | | |
| a) | Position/status | Regional CEO, ASEAN & South Asia | | |
| b) | Initial notification /Amendment | Initial | | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | | | |
| a) | Name | Standard Chartered PLC | | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | | | |
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of US$0.50 each
ISIN: GB0004082847 | | |
| b) | Nature of the transaction | i) Application of notional dividend shares to deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan
ii) Exercise of deferred shares granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above | | |
| c) | Price(s) and volume(s) | | | |
| | | | Price £ | Volume |
| | | i) | N/A | 145 |
| | | ii) | 4.656 | 1,957 |
4
| d) | Aggregated information
- Aggregated volume
- Price | | | |
| --- | --- | --- | --- | --- |
| | | | Price £ | Volume |
| | | i) | N/A | 145 |
| | | ii) | 4.656 | 1,957 |
| e) | Date of the transaction | 19 March 2020 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | | | |
| --- | --- | --- | --- | --- |
| a) | Name | Andy Halford | | |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group Chief Financial Officer | | |
| b) | Initial notification /Amendment | Initial | | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | | | |
| a) | Name | Standard Chartered PLC | | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | | | |
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of US$0.50 each
ISIN: GB0004082847 | | |
| b) | Nature of the transaction | i) Application of notional dividend shares to Long Term Incentive Plan (“LTIP”) award granted in March 2017 under the 2011 Standard Chartered Share Plan
ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
iii) Automatic sale of shares to cover PAYE withholding tax in relation to the transaction described in ii) above | | |
| c) | Price(s) and volume(s) | | Price £ | Volume |
| | | i) | N/A | 1,962 |
| | | ii) | 4.486 | 29,850 |
| | | iii) | 4.486 | 14,058 |
5
| d) | Aggregated information
- Aggregated volume
- Price | | | |
| --- | --- | --- | --- | --- |
| | | | Price £ | Volume |
| | | i) | N/A | 1,962 |
| | | ii) | 4.486 | 29,850 |
| e) | Date of the transaction | 20 March 2020 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | | | |
| --- | --- | --- | --- | --- |
| a) | Name | Ben Hung | | |
| 2 | Reason for the notification | | | |
| a) | Position/status | Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management | | |
| b) | Initial notification /Amendment | Initial | | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | | | |
| a) | Name | Standard Chartered PLC | | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | | | |
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of US$0.50 each
ISIN: GB0004082847 | | |
| b) | Nature of the transaction | i) Application of notional dividend shares to Long Term Incentive Plan (“LTIP”) award granted in March 2017 under the 2011 Standard Chartered Share Plan
ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above | | |
| c) | Price(s) and volume(s) | | Price £ | Volume |
| | | i) | N/A | 556 |
| | | ii) | 4.486 | 8,484 |
| d) | Aggregated information
- Aggregated volume
- Price | | Price £ | Volume |
| | | i) | N/A | 556 |
| | | ii) | 4.486 | 8,484 |
| e) | Date of the transaction | 20 March 2020 |
|---|---|---|
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
| --- | --- | --- |
| a) | Name | Bill Winters |
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Executive Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 eachISIN: GB0004082847 |
| b) | Nature of the transaction | i) Application of notional dividend shares to Long Term Incentive Plan (“LTIP”) award granted in March 2017 under the 2011 Standard Chartered Share Planii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described aboveli) Automatic sale of shares to cover PAYE withholding tax in relation to the transaction described in ii) above |
| c) | Price(s) and volume(s) | |
| i) | ||
| ii) | ||
| iii) | ||
| d) | Aggregated information - Aggregated volume - Price | |
| i) | ||
| ii) | ||
| iii) | ||
| e) | Date of the transaction | 20 March 2020 |
| f) | Place of the transaction | XLON London Stock Exchange |
7
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Mark Smith | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group Chief Risk Officer | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of US$0.50 each | ||
| Identification code | ISIN: GB0004082847 | |||
| b) | Nature of the transaction | i) Application of notional dividend shares to Long Term Incentive Plan (“LTIP”) award granted in March 2017 under the 2011 Standard Chartered Share Plan | ||
| ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above | ||||
| iii) Automatic sale of shares to cover PAYE withholding tax in relation to the transaction described in ii) above | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | N/A | 684 | ||
| ii) | 4.486 | 10,404 | ||
| iii) | 4.486 | 4,900 | ||
| d) | Aggregated information | Price £ | Volume | |
| i) | N/A | 684 | ||
| - Aggregated volume | ii) | 4.486 | 10,404 | |
| - Price | iii) | 4.486 | 4,900 | |
| e) | Date of the transaction | 20 March 2020 | ||
| f) | Place of the transaction | XLON London Stock Exchange | ||
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
| --- | --- | --- | --- | --- |
8
| a) | Name | Michael Gorriz | ||
|---|---|---|---|---|
| 2 | Reason for the notification | |||
| a) | Position/status | Group Chief Information Officer | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Application of notional dividend shares to Long Term Incentive Plan (“LTIP”) award granted in March 2017 under the 2011 Standard Chartered Share Plan ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above | ||
| c) | Price(s) and volume(s) | |||
| Price £ | Volume | |||
| i) 4.486 | 253 | |||
| d) | Aggregated information - Aggregated volume - Price | |||
| Price £ | Volume | |||
| i) 4.486 | 253 | |||
| e) | Date of the transaction | 20 March 2020 | ||
| f) | Place of the transaction | XLON London Stock Exchange | ||
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
| --- | --- | --- | ||
| a) | Name | Simon Cooper | ||
| 2 | Reason for the notification |
9
| a) | Position/status | CEO, Corporate, Commercial and Institutional Banking | |
|---|---|---|---|
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Standard Chartered PLC | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | |
| b) | Nature of the transaction | i) Application of notional dividend shares to Long Term Incentive Plan (“LTIP”) award granted in March 2017 under the 2011 Standard Chartered Share Plan ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above iii) Sale of shares to cover tax liability on employee share plan activity, including the above | |
| c) | Price(s) and volume(s) | ||
| Price £ | Volume | ||
| i) N/A | 749 | ||
| ii) 4.486 | 11,380 | ||
| d) | Aggregated information - Aggregated volume - Price | Price £ | Volume |
| e) | Date of the transaction | i) N/A | 749 |
| ii) 4.486 | 11,380 | ||
| iii) 4.552 | 150,000 | ||
| XION London Stock Exchange | |||
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
| --- | --- | --- | --- |
| a) | Name | Sunil Kaushal | |
| 2 | Reason for the notification | ||
| a) | Position/status | Regional CEO, Africa & Middle East | |
| b) | Initial notification /Amendment | Initial |
10
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
|---|---|---|---|
| a) | Name | Standard Chartered PLC | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of US$0.50 each | |
| Identification code | ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Application of notional dividend shares to Long Term Incentive Plan (“LTIP”) award granted in March 2017 under the 2011 Standard Chartered Share Plan | |
| ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above | |||
| c) | Price(s) and volume(s) | ||
| Price £ | Volume | ||
| i) | N/A | ||
| ii) | 4.486 | ||
| 5,688 | |||
| d) | Aggregated information | ||
| - Aggregated volume | Price £ | Volume | |
| - Price | i) | N/A | |
| ii) | 4.486 | ||
| e) | Date of the transaction | 20 March 2020 | |
| f) | Place of the transaction | XLON London Stock Exchange | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
| --- | --- | --- | |
| a) | Name | Tracy Clarke | |
| 2 | Reason for the notification | ||
| a) | Position/status | Regional CEO Europe and Americas | |
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Standard Chartered PLC |
11
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of US$0.50 each | ||
| Identification code | ISIN: GB0004082847 | |||
| b) | Nature of the transaction | i) Application of notional dividend shares to Long Term Incentive Plan ("LTIP") award granted in March 2017 under the 2011 Standard Chartered Share Plan | ||
| ii) Exercise of LTIP award granted in March 2017 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above | ||||
| iii) Automatic sale of shares to cover PAYE withholding tax in relation to the transaction described in ii) above | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | N/A | 570 | ||
| ii) | 4.486 | 8,696 | ||
| iii) | 4.486 | 4,098 | ||
| d) | Aggregated information | Price £ | Volume | |
| i) | N/A | 570 | ||
| - Aggregated volume | ii) | 4.486 | 8,696 | |
| - Price | iii) | 4.486 | 4,098 | |
| e) | Date of the transaction | 20 March 2020 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:
Chairman:
José María Viñals Iñiguez
Executive Directors:
William Thomas Winters CBE and Andrew Nigel Halford
Independent Non-Executive Directors:
Louis Chi-Yan Cheung; David Philbrick Conner; Byron Elmer Grote; Christine Mary Hodgson, CBE (Senior Independent Director); Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman); Ngozi Okonjo-Iweala; David Tang; Carlson Tong and Jasmine Mary Whitbread