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Standard Chartered PLC — Director's Dealing 2020
Mar 10, 2020
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Director's Dealing
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RNS Number : 6834F
Standard Chartered PLC
10 March 2020
Standard Chartered PLC - Director/PDMR Shareholding
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Andy Halford (allocated shares held through Computershare Investor Services PLC)
2
Reason for the notification
a)
Position/status
Group Chief Financial Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2019 Annual Report
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 39,607 |
| ii) | 5.196 | 50,626 |
| iii) | 5.196 | 499,881 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 39,607 |
| ii) | 5.196 | 50,626 |
| iii) | 5.196 | 499,881 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tracey McDermott
2
Reason for the notification
a)
Position/status
Group Head, Corporate Affairs, Brand & Marketing, Conduct, Financial Crime and Compliance
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 27,239 |
| ii) | 5.196 | 46,661 |
| iii) | 5.196 | 95,759 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 27,239 |
| ii) | 5.196 | 46,661 |
| iii) | 5.196 | 95,759 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Bill Winters (allocated shares held through Computershare Investor Services PLC)
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of salary shares delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2019 Annual Report.
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 63,820 |
| ii) | 5.196 | 120,871 |
| iii) | 5.196 | 805,475 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 63,820 |
| ii) | 5.196 | 120,871 |
| iii) | 5.196 | 805,475 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Benjamin Hung
2
Reason for the notification
a)
Position/status
Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 69,812 |
| ii) | 5.196 | 74,567 |
| iii) | 5.196 | 153,031 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 69,812 |
| ii) | 5.196 | 74,567 |
| iii) | 5.196 | 153,031 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tracy Clarke
2
Reason for the notification
a)
Position/status
Regional CEO Europe and Americas
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 34,892 |
| ii) | 5.196 | 51,721 |
| iii) | 5.196 | 138,765 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 34,892 |
| ii) | 5.196 | 51,721 |
| iii) | 5.196 | 138,765 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Simon Cooper
2
Reason for the notification
a)
Position/status
CEO, Corporate, Commercial and Institutional Banking
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 213,445 |
| ii) | 5.196 | 218,207 |
| iii) | 5.196 | 348,964 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 213,445 |
| ii) | 5.196 | 218,207 |
| iii) | 5.196 | 348,964 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Gorriz
2
Reason for the notification
a)
Position/status
Group Chief Information Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 66,990 |
| ii) | 5.196 | 48,360 |
| iii) | 5.196 | 149,770 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 66,990 |
| ii) | 5.196 | 48,360 |
| iii) | 5.196 | 149,770 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Judy Hsu
2
Reason for the notification
a)
Position/status
Regional CEO, ASEAN & South Asia
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 95,338 |
| ii) | 5.196 | 90,321 |
| iii) | 5.196 | 170,160 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 95,338 |
| ii) | 5.196 | 90,321 |
| iii) | 5.196 | 170,160 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
David Whiteing
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 74,182 |
| ii) | 5.196 | 68,191 |
| iii) | 5.196 | 136,574 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 74,182 |
| ii) | 5.196 | 68,191 |
| iii) | 5.196 | 136,574 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Sunil Kaushal
2
Reason for the notification
a)
Position/status
Regional CEO, Africa & Middle East
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 54,169 |
| ii) | 5.196 | 42,556 |
| iii) | 5.196 | 114,175 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 54,169 |
| ii) | 5.196 | 42,556 |
| iii) | 5.196 | 114,175 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Smith
2
Reason for the notification
a)
Position/status
Group Chief Risk Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 39,338 |
| ii) | 5.196 | 58,311 |
| iii) | 5.196 | 156,445 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 39,338 |
| ii) | 5.196 | 58,311 |
| iii) | 5.196 | 156,445 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tanuj Kapilashrami
2
Reason for the notification
a)
Position/status
Group Head, Human Resources
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Exercise of deferred shares granted in March 2018 under the 2011 Standard Chartered Share Plan
v) Sale of shares to cover tax in relation to the transaction described in iv) above
c)
Price(s) and volume(s)
| Price £ | Volume | |
| i) | 5.196 | 36,394 |
| ii) | 5.196 | 74,392 |
| iii) | 5.196 | 103,847 |
| iv) | 4.673 | 9,239 |
| v) | 4.673 | 4,352 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume | |
| i) | 5.196 | 36,394 |
| ii) | 5.196 | 74,392 |
| iii) | 5.196 | 103,847 |
| iv) | 4.673 | 9,239 |
| v) | 4.673 | 4,352 |
e)
Date of the transaction
9 March 2020
f)
Place of the transaction
XLON London Stock Exchange
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
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