Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Standard Chartered PLC Director's Dealing 2019

Jul 12, 2019

4648_rns_2019-07-12_433d0661-af7a-4c0d-9cb9-99f4a4731359.pdf

Director's Dealing

Open in viewer

Opens in your device viewer

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this document, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this document.

img-0.jpeg

STANDARD CHARTERED PLC

渣打集團有限公司

(Incorporated as a public limited company in England and Wales with registered number 966425)

(Stock Code: 02888)

Standard Chartered PLC - Director/PDMR Shareholding

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Andy Halford
2 Reason for the notification
a) Position/status Group Chief Financial Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account

| c) | Price(s) and volume(s) | | Price
£ | Volume |
| --- | --- | --- | --- | --- |
| | | i) | 6.8853 | 1,714 |
| d) | Aggregated information | | Price
£ | Volume |
| | - Aggregated volume | | | |
| | - Price | i) | 6.8853 | 1,714 |
| e) | Date of the transaction | 22 May 2019 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |

2


1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Benjamin Hung
2 Reason for the notification
a) Position/status Regional CEO, Greater China & North Asia and CEO, Retail Banking, and Wealth Management
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s) Price £ Volume
i) 6.8853 1,658
d) Aggregated information - Aggregated volume - Price Price £ Volume
i) 6.8853 1,658
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Bill Winters
2 Reason for the notification
a) Position/status Group Chief Executive Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s) Price £ Volume
i) 6.8853 3,381
d) Aggregated information - Aggregated volume - Price Price £ Volume
i) 6.8853 3,381
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Judy Hsu
2 Reason for the notification
a) Position/status Regional CEO, ASEAN & South Asia
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s) Price £ Volume
i) 6.8853 1,202
d) Aggregated information - Aggregated volume - Price Price £ Volume
i) 6.8853 1,202
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Mark Smith
2 Reason for the notification
a) Position/status Group Chief Risk Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s) Price £ Volume
i) 6.8853 2,093
d) Aggregated information - Aggregated volume - Price Price £ Volume
i) 6.8853 2,093
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Michael Gorriz
2 Reason for the notification
a) Position/status Group Chief Information Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s) Price £ Volume
i) 6.8853 883
d) Aggregated information - Aggregated volume Price £ Volume
i) 6.8853 883
- Price
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Simon Cooper
2 Reason for the notification
a) Position/status CEO, Corporate, Commercial and Institutional Banking
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s) Price £ Volume
i) 6.8853 4,675
d) Aggregated information - Aggregated volume - Price Price £ Volume
i) 6.8853 4,675
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Sunil Kaushal
2 Reason for the notification
a) Position/status Regional CEO, Africa & Middle East
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument
Identification code Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s) Price
£ Volume
i) 6.8853 2,068
d) Aggregated information
- Aggregated volume
- Price Price
£ Volume
i) 6.8853 2,068
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Tanuj Kapilashrami
2 Reason for the notification
a) Position/status Group Head, Human Resources
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument
Identification code Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s)
Price £ Volume
i) 6.8853 490
d) Aggregated information
- Aggregated volume
- Price
Price £ Volume
i) 6.8853 490
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

10


1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Tracey McDermott
2 Reason for the notification
a) Position/status Group Head, Corporate Affairs, Brand & Marketing, Conduct, Financial Crime and Compliance
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument
Identification code Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s) Price £ Volume
i) 6.8853
237
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 6.8853
237
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

11


12

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Tracy Clarke
2 Reason for the notification
a) Position/status Regional CEO, Europe & Americas and CEO, Private Bank
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument
Identification code Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b) Nature of the transaction Dividend reinvestment in relation to shares held in Computershare nominee Share Plan Account per pre-agreed terms and conditions of the Share Plan Account
c) Price(s) and volume(s) Price
£ Volume
i) 6.8853 396
d) Aggregated information
- Aggregated volume Price
£ Volume
i) 6.8853 396
- Price
e) Date of the transaction 22 May 2019
f) Place of the transaction XLON London Stock Exchange

As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:

Chairman:
José María Viñals Iñiguez

Executive Directors:
William Thomas Winters and Andrew Nigel Halford


Independent Non-Executive Directors:

Dr Louis Chi-Yan Cheung; David Philbrick Conner; Dr Byron Elmer Grote; Christine Mary Hodgson (Senior Independent Director); Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman); Dr Ngozi Okonjo-Iweala; David Tang; Carlson Tong and Jasmine Mary Whitbread

13