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Standard Chartered PLC Director's Dealing 2018
4648_rns_2018-09-26_2fdc3fdb-62ed-431b-90de-ab717247ae98.pdf
Director's Dealing
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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this document, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this document.
STANDARD CHARTERED PLC
渣打集團有限公司
(Incorporated as a public limited company in England and Wales with registered number 966425)
(Stock Code: 02888)
Standard Chartered PLC - Director/PDMR Shareholding
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Michael Gorriz |
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Information Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | Exercise of restricted shares granted in September 2015 under the 2011 Standard Chartered Share Plan |
| c) | Price(s) and volume(s) | Price
£ | Volume |
| --- | --- | --- | --- |
| | | 6.40942 | 51,543 |
| d) | Aggregated information | | |
| | - Aggregated volume | Price
£ | Volume |
| | - Price | 6.40942 | 51,543 |
| e) | Date of the transaction | 24 September 2018 | |
| f) | Place of the transaction | XLON London Stock Exchange | |
2
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Bill Winters | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group Chief Executive Officer | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Application of notional dividend shares to restricted shares granted in September 2015 under the 2011 Standard Chartered Share Plan ii) Exercise of restricted shares granted in September 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above iii) Sale of shares to cover tax in relation to the transaction described in ii) above | ||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | N/A | 8,440 | ||
| ii) | 6.40942 | 323,262 | ||
| iii) | 6.40942 | 152,207 | ||
| d) | Aggregated information - Aggregated volume - Price | Price £ | Volume | |
| i) | N/A | 8,440 | ||
| ii) | 6.40942 | 323,262 | ||
| iii) | 6.40942 | 152,207 | ||
| e) | Date of the transaction | 24 September 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
4
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
|---|---|---|---|
| a) | Name | Byron Grote | |
| 2 | Reason for the notification | ||
| a) | Position/status | Non-Executive Director | |
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Standard Chartered PLC | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | ||
| Identification code | Ordinary Shares of US$0.50 each | ||
| ISIN: GB0004082847 | |||
| b) | Nature of the transaction | Purchase of shares - Over-the-counter in New York as an "F share" (stock code: SCBFF) | |
| c) | Price(s) and volume(s) | Price US$ | Volume |
| 8.475 | 5,000 | ||
| d) | Aggregated information | ||
| - Aggregated volume | Price US$ | Volume | |
| 8.475 | 5,000 | ||
| - Price | |||
| e) | Date of the transaction | 21 September 2018 | |
| f) | Place of the transaction | New York - NASDAQ |
As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:
Chairman:
José María Viñals Iñiguez
Executive Directors:
William Thomas Winters and Andrew Nigel Halford
Independent Non-Executive Directors:
Om Prakash Bhatt; Dr Louis Chi-Yan Cheung; David Philbrick Conner; Dr Byron Elmer Grote; Dr Han Seung-soo, KBE; Christine Mary Hodgson (Senior Independent Director); Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman); Dr Ngozi Okonjo-Iweala and Jasmine Mary Whitbread