Standard Chartered PLC — Director's Dealing 2018

Nov 6, 2018

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STANDARD CHARTERED PLC

渣打集團有限公司

(Incorporated as a public limited company in England and Wales with registered number 966425)

(Stock Code: 02888)

Standard Chartered PLC - Director/PDMR Shareholding

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	José Viñals
2	Reason for the notification
a)	Position/status	Chairman
b)	Initial notification /Amendment	Initial
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Standard Chartered PLC
b)	LEI	U4LOSYZ7YG4W3S5F2G91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary Shares of US$0.50 each
ISIN: GB0004082847

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b)	Nature of the transaction	Purchase of shares
c)	Price(s) and volume(s)		Price
£	Volume
		i)	5.8158	10,000
d)	Aggregated information
- Aggregated volume		Price
£	Volume
		i)	5.8158	10,000
	- Price
e)	Date of the transaction	2 November 2018
f)	Place of the transaction	XLON London Stock Exchange
1	Details of the person discharging managerial responsibilities / person closely associated
---	---	---
a)	Name	Naguib Kheraj
2	Reason for the notification
a)	Position/status	Deputy Chairman
b)	Initial notification /Amendment	Initial
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Standard Chartered PLC
b)	LEI	U4LOSYZ7YG4W3S5F2G91
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument
Identification code	Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)	Nature of the transaction	Purchase of shares

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3

| c) | Price(s) and volume(s) | | Price
£ | Volume |
| --- | --- | --- | --- | --- |
| | | i) | 5.81259 | 38,000 |
| d) | Aggregated information | | Price
£ | Volume |
| | | i) | 5.81259 | 38,000 |
| | - Aggregated volume | | | |
| e) | Date of the transaction | 2 November 2018 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | | |
| --- | --- | --- | --- |
| a) | Name | Byron Grote | |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive Director | |
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | | |
| a) | Name | Standard Chartered PLC | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | | |
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of US$0.50 each
ISIN: GB0004082847 | |
| b) | Nature of the transaction | Purchase of shares - Over-the-counter in New York as an "F share" (stock code: SCBFF) | |
| c) | Price(s) and volume(s) | | Price
US$ |
| | | i) | 7.19 |
| | | ii) | 7.56 |
| | | iii) | 7.54 |

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4

| d) | Aggregated information
- Aggregated volume
- Price | | Price
US$ | Volume |
| --- | --- | --- | --- | --- |
| | | i) | 7.19 | 100 |
| | | ii) | 7.56 | 8,400 |
| | | iii) | 7.54 | 2,000 |
| | | Total | - | 10,500 |
| | | | | |
| e) | Date of the transaction | i) 1 November 2018 | | |
| | | ii) 2 November 2018 | | |
| | | iii) 2 November 2018 | | |
| f) | Place of the transaction | New York - NASDAQ | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | | | |
| --- | --- | --- | --- | --- |
| a) | Name | Jasmine Whitbread | | |
| 2 | Reason for the notification | | | |
| a) | Position/status | Non-Executive Director | | |
| b) | Initial notification /Amendment | Initial | | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | | | |
| a) | Name | Standard Chartered PLC | | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | | | |
| a) | Description of the financial instrument, type of instrument | Ordinary Shares of US$0.50 each | | |
| | Identification code | ISIN: GB0004082847 | | |
| b) | Nature of the transaction | Purchase of shares | | |
| c) | Price(s) and volume(s) | | Price
£ | Volume |
| | | i) | 5.81778 | 1,000 |
| | | | | |

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| d) | Aggregated information
- Aggregated volume
- Price | | Price
£ | Volume |
| --- | --- | --- | --- | --- |
| | | i) | 5.81778 | 1,000 |
| e) | Date of the transaction | 2 November 2018 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |

As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:

Chairman:
José María Viñals Iñiguez

Executive Directors:
William Thomas Winters and Andrew Nigel Halford

Independent Non-Executive Directors:
Om Prakash Bhatt; Dr Louis Chi-Yan Cheung; David Philbrick Conner; Dr Byron Elmer Grote; Dr Han Seung-soo, KBE; Christine Mary Hodgson (Senior Independent Director); Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman); Dr Ngozi Okonjo-Iweala and Jasmine Mary Whitbread