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Standard Chartered PLC — Director's Dealing 2017
Mar 14, 2017
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Director's Dealing
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RNS Number : 4619Z
Standard Chartered PLC
14 March 2017
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Bill Winters
(allocated shares held through Computershare Investor Services PLC)
2
Reason for the notification
a)
Position/status
Group Chief Executive
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of six months
ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2016 Annual Report and Accounts.
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.413 | 17,759 |
| ii) | 7.413 | 82,220 |
| iii) | 7.45 | 592,751 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.413 | 17,759 |
| ii) | 7.413 | 82,220 |
| iii) | 7.45 | 592,751 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Andy Halford
(allocated shares held through Computershare Investor Services PLC)
2
Reason for the notification
a)
Position/status
Group Chief Financial Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of six months
ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2016 Annual Report and Accounts.
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.413 | 10,994 |
| ii) | 7.413 | 37,106 |
| iii) | 7.45 | 366,954 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.413 | 10,994 |
| ii) | 7.413 | 37,106 |
| iii) | 7.45 | 366,954 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tracy Clarke (allocated shares held through Computershare Investor Services PLC)
2
Reason for the notification
a)
Position/status
Regional CEO Europe and Americas
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of six months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares in relation to the transaction described in iv) above
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.413 | 18,873 |
| ii) | 7.45 | 106,922 |
| iii) | N/A | 565 |
| iv) | 7.434383 | 10,016 |
| v) | 7.434383 | 10,016 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.413 | 18,873 |
| ii) | 7.45 | 106,922 |
| iii) | N/A | 565 |
| iv) | 7.434383 | 10,016 |
| v) | 7.434383 | 10,016 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Simon Cooper
2
Reason for the notification
a)
Position/status
CEO, Corporate and Institutional Banking
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.45 | 92,717 |
| ii) | 7.45 | 279,779 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.45 | 92,717 |
| ii) | 7.45 | 279,779 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Karen Fawcett
2
Reason for the notification
a)
Position/status
CEO, Retail Banking
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares in relation to the transaction described in iv) above
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.45 | 33,998 |
| ii) | 7.45 | 102,590 |
| iii) | N/A | 304 |
| iv) | 7.434383 | 5,395 |
| v) | 7.434383 | 5,395 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.45 | 33,998 |
| ii) | 7.45 | 102,590 |
| iii) | N/A | 304 |
| iv) | 7.434383 | 5,395 |
| v) | 7.434383 | 5,395 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Michael Gorriz
2
Reason for the notification
a)
Position/status
Group Chief Information Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.45 | 31,278 |
| ii) | 7.45 | 94,383 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.45 | 31,278 |
| ii) | 7.45 | 94,383 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Doris Honold (allocated shares held through Computershare Investor Services PLC; retained exercised shares held through Standard Chartered Private Bank)
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of six months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares to cover tax in relation to the transaction described in iv) above
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.413 | 24,530 |
| ii) | 7.45 | 100,671 |
| iii) | N/A | 197 |
| iv) | 7.434383 | 3,432 |
| v) | 7.434383 | 1,161 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.413 | 24,530 |
| ii) | 7.45 | 100,671 |
| iii) | N/A | 197 |
| iv) | 7.434383 | 3,432 |
| v) | 7.434383 | 1,161 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Benjamin Hung (allocated shares held through Computershare Investor Services PLC; retained exercised shares held through Standard Chartered Private Bank)
2
Reason for the notification
a)
Position/status
Regional CEO, Greater China and North Asia
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of six months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.413 | 29,534 |
| ii) | 7.45 | 104,329 |
| iii) | N/A | 76 |
| iv) | 7.434383 | 1,355 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.413 | 29,534 |
| ii) | 7.45 | 104,329 |
| iii) | N/A | 76 |
| iv) | 7.434383 | 1,355 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Sunil Kaushal (allocated shares held through Computershare Investor Services PLC)
2
Reason for the notification
a)
Position/status
Regional CEO, Africa and Middle East
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of six months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.413 | 23,295 |
| ii) | 7.45 | 69,944 |
| iii) | N/A | 70 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.413 | 23,295 |
| ii) | 7.45 | 69,944 |
| iii) | N/A | 70 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Anna Marrs
2
Reason for the notification
a)
Position/status
Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares in relation to the transaction described in iv) above
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.45 | 35,746 |
| ii) | 7.45 | 179,621 |
| iii) | N/A | 332 |
| iv) | 7.434383 | 5,904 |
| v) | 7.434383 | 5,904 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.45 | 35,746 |
| ii) | 7.45 | 179,621 |
| iii) | N/A | 332 |
| iv) | 7.434383 | 5,904 |
| v) | 7.434383 | 5,904 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Smith (allocated shares held through Computershare Investor Services PLC)
2
Reason for the notification
a)
Position/status
Group Chief Risk Officer
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of six months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.413 | 22,578 |
| ii) | 7.45 | 127,912 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.413 | 22,578 |
| ii) | 7.45 | 127,912 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Pamela Walkden (allocated shares held through Computershare Investor Services PLC; sold shares held in own name prior to disposal)
2
Reason for the notification
a)
Position/status
Group Head, HR
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
i) Allocation of ordinary shares subject to a minimum retention period of six months
ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares in relation to the transaction described in iv) above
vi) Disposal of shares
c)
Price(s) and volume(s)
| Price £ |
Volume: | |
| i) | 7.413 | 14,692 |
| ii) | 7.45 | 83,235 |
| iii) | N/A | 210 |
| iv) | 7.434383 | 3,731 |
| v) | 7.434383 | 3,731 |
| vi) | 7.37861 | 15,000 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ |
Volume: | |
| i) | 7.413 | 14,692 |
| ii) | 7.45 | 83,235 |
| iii) | N/A | 210 |
| iv) | 7.434383 | 3,731 |
| v) | 7.434383 | 3,731 |
| vi) | 7.37861 | 15,000 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
José Viñals
(shares held through Bankia Banca Privada)
2
Reason for the notification
a)
Position/status
Chairman
b)
Initial notification /Amendment
Initial
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Standard Chartered PLC
b)
LEI
U4LOSYZ7YG4W3S5F2G91
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b)
Nature of the transaction
Purchase of shares
c)
Price(s) and volume(s)
| Price £ | Volume: |
| 7.389 | 6,500 |
d)
Aggregated information
- Aggregated volume
- Price
| Price £ | Volume: |
| 7.389 | 6,500 |
e)
Date of the transaction
13 March 2017
f)
Place of the transaction
XLON London Stock Exchange
This information is provided by RNS
The company news service from the London Stock Exchange
END
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