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Standard Chartered PLC — Director's Dealing 2017
Sep 15, 2017
4648_rns_2017-09-15_01d688a6-1983-4cd9-8f56-8a03ec1e042d.pdf
Director's Dealing
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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this document, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this document.

STANDARD CHARTERED PLC
渣打集團有限公司
(Incorporated as a public limited company in England and Wales with registered number 966425)
(Stock Code: 02888)
Standard Chartered PLC - Director/PDMR Shareholding
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Tracy Clarke |
| 2 | Reason for the notification | |
| a) | Position/status | Regional CEO Europe and Americas |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 |
| b) | Nature of the transaction | Sale of shares |
| c) | Price(s) and volume(s) | Price £ | Volume |
|---|---|---|---|
| 7.478 | 23,244 | ||
| d) | Aggregated information | ||
| - Aggregated volume | Price £ | Volume | |
| - Price | 7.478 | 23,244 | |
| e) | Date of the transaction | 13 September 2017 | |
| f) | Place of the transaction | XLON London Stock Exchange |
Standard Chartered PLC - Director/PDMR Shareholding
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
|---|---|---|---|
| a) | Name | Simon Cooper | |
| 2 | Reason for the notification | ||
| a) | Position/status | CEO, Corporate and Institutional Banking | |
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Standard Chartered PLC | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | ||
| Identification code | Ordinary Shares of US$0.50 each | ||
| ISIN: GB0004082847 | |||
| b) | Nature of the transaction | Exercise of share awards granted in March 2017 under the 2011 Standard Chartered Share Plan | |
| c) | Price(s) and volume(s) | Price £ | Volume |
| 7.57024 | 92,717 | ||
| d) | Aggregated information | ||
| - Aggregated volume | Price £ | Volume | |
| 7.57024 | 92,717 | ||
| - Price | |||
| e) | Date of the transaction | 13 September 2017 | |
| f) | Place of the transaction | XLON London Stock Exchange |
Standard Chartered PLC - Director/PDMR Shareholding
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Karen Fawcett | ||
| 2 | Reason for the notification | |||
| a) | Position/status | CEO, Retail Banking | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument | |||
| Identification code | Ordinary Shares of US$0.50 each | |||
| ISIN: GB0004082847 | ||||
| b) | Nature of the transaction | i) Exercise of share awards granted in March 2017 under the 2011 Standard Chartered Share Plan | ||
| ii) Sale of shares in relation to the transaction described in i) above | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.57024 | 33,998 | ||
| ii) | 7.57024 | 33,998 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.57024 | 33,998 | ||
| ii) | 7.57024 | 33,998 | ||
| e) | Date of the transaction | 13 September 2017 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
Standard Chartered PLC - Director/PDMR Shareholding
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
|---|---|---|---|
| a) | Name | Michael Gorriz | |
| 2 | Reason for the notification | ||
| a) | Position/status | Group Chief Information Officer | |
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Standard Chartered PLC | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | ||
| Identification code | Ordinary Shares of US$0.50 each | ||
| ISIN: GB0004082847 | |||
| b) | Nature of the transaction | Exercise of share awards granted in March 2017 under the 2011 Standard Chartered Share Plan | |
| c) | Price(s) and volume(s) | Price £ | Volume |
| 7.57024 | 31,278 | ||
| d) | Aggregated information | ||
| - Aggregated volume | |||
| - Price | Price £ | Volume | |
| 7.57024 | 31,278 | ||
| e) | Date of the transaction | 13 September 2017 | |
| f) | Place of the transaction | XLON London Stock Exchange |
Standard Chartered PLC - Director/PDMR Shareholding
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
|---|---|---|---|
| a) | Name | Doris Honold | |
| 2 | Reason for the notification | ||
| a) | Position/status | Group Chief Operating Officer | |
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Standard Chartered PLC | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | ||
| Identification code | Ordinary Shares of US$0.50 each | ||
| ISIN: GB0004082847 | |||
| b) | Nature of the transaction | Sale of shares | |
| c) | Price(s) and volume(s) | Price £ | Volume |
| 7.57024 | 24,530 | ||
| d) | Aggregated information | ||
| - Aggregated volume | Price £ | Volume | |
| 7.57024 | 24,530 | ||
| - Price | |||
| e) | Date of the transaction | 13 September 2017 | |
| f) | Place of the transaction | XLON London Stock Exchange |
Standard Chartered PLC - Director/PDMR Shareholding
| 1 | Details of the person discharging managerial responsibilities / person closely associated | ||
|---|---|---|---|
| a) | Name | Anna Marrs | |
| 2 | Reason for the notification | ||
| a) | Position/status | Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking | |
| b) | Initial notification /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Standard Chartered PLC | |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | ||
| Identification code | Ordinary Shares of US$0.50 each | ||
| ISIN: GB0004082847 | |||
| b) | Nature of the transaction | Exercise of share awards granted in March 2017 under the 2011 Standard Chartered Share Plan | |
| c) | Price(s) and volume(s) | Price £ | Volume |
| 7.57024 | 35,746 | ||
| d) | Aggregated information | ||
| - Aggregated volume | Price £ | Volume | |
| 7.57024 | 35,746 | ||
| - Price | |||
| e) | Date of the transaction | 13 September 2017 | |
| f) | Place of the transaction | XLON London Stock Exchange |
As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:
Chairman:
José María Viñals Iñiguez
Executive Directors:
William Thomas Winters and Andrew Nigel Halford
Independent Non-Executive Directors:
Om Prakash Bhatt; Dr Louis Chi-Yan Cheung; David Philbrick Conner; Dr Byron Elmer Grote; Dr Han Seung-soo, KBE; Christine Mary Hodgson; Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman and Senior Independent Director) and Jasmine Mary Whitbread