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Standard Chartered PLC Capital/Financing Update 2017

Oct 2, 2017

4648_rns_2017-10-02_0ddb1656-0484-4e09-a6e3-9ed1e26bbfe7.pdf

Capital/Financing Update

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Final Terms

STANDARD CHARTERED PLC

and

STANDARD CHARTERED BANK

Debt Issuance Programme

€750,000,000 Fixed Rate Reset Notes due 2023

Issued by

Standard Chartered PLC

Joint Lead Managers

Barclays, Deutsche Bank, and Standard Chartered Bank

T h e dat e o f th e Fina l Term s i s 2 9 Septembe r

T h e Note s hav e no t bee n an d wil l no t b e registere d unde r th e U.S . Securitie s Ac t o f (th e "Securitie s Act" ) o r wit h an y securitie s regulator y authorit y o f an y Stat e o r othe r jurisdictio n o f th e Unite d States . Th e Note s ar e issue d i n beare r for m ("Beare r Notes" ) an d ar e subjec t t o U.S . ta x la w requirements . Subjec t t o certai n exceptions , th e Note s ma y no t b e offere d o r sol d o r delivere d withi n th e Unite d State s o r to , o r fo r th e accoun t o r benefi t of , U.S . person s (a s define d i n Regulatio n S ("Regulatio n S" ) unde r th e Securitie s Act) .

T h e Note s hav e no t bee n approve d o r disapprove d b y th e U.S . Securitie s an d Exchang e Commission , o r an y securitie s regulator y authorit y o f an y Stat e o r othe r jurisdictio n o f th e Unite d States , no r hav e an y o f th e foregoin g authoritie s passe d upo n o r endorse d th e merit s o f th e offerin g o f Note s o r th e accurac y o r adequac y o f thi s document . An y representatio n t o th e contrar y i s a crimina l offenc e i n th e Unite d States .

PART A - CONTRACTUAL TERMS

Term s use d herei n shal l b e deeme d t o b e define d a s suc h fo r th e purpose s o f th e Condition s se t fort h i n t h e Prospectu s date d 1 4 Jun e which , togethe r wit h th e supplementar y Prospectuse s date d 2 Augus t an d 9 Augus t constitut e (wit h th e exceptio n o f certai n sections ) a bas e prospectu s (th e "Bas e Prospectus" ) fo r th e purpose s o f th e Prospectu s Directiv e (Directiv e includin g amendment s thereto ) (th e "Prospectu s Directive") . Thi s documen t constitute s th e fina l term s o f th e Note s describe d herei n fo r th e purpose s o f Articl e 5. 4 o f th e Prospectu s Directiv e an d mus t b e rea d i n conjunctio n wit h th e Bas e Prospectus . Ful l informatio n o n th e Issue r an d th e offe r o f th e Note s i s onl y availabl e o n th e basi s o f t h e combinatio n o f thes e Fina l Term s an d th e Bas e Prospectus . Th e Bas e Prospectu s i s availabl e fo r viewin g a t 1 Basinghal l Avenue , Londo n EC2 V 5D D an d copie s ma y b e obtaine d fro m 1 Basinghal l Avenue , Londo n EC2 V 5DD .

1 Issuer : Standar d Chartere d PL C
2 (i) Serie s Number : 15 6
(ii) Tranch e Number : 1

1

Dat e
o n whic h
th e Note s
wil l
b e
(iii)
consolidate d an d for m a singl e Series :
No t Applicabl e
Currenc y o r Currencies : Eur o ("€")
Aggregat e Nomina l Amount : €750,000,00 0
( i)
Series :
€750,000,00 0
(ii)
Tranche :
€750,000,00 0
Issu e Price : 99.77 5 pe r
o f th e Aggregat e Nomina l
Amoun t
Denominations : i n
€100,00 0 an d integra l multiple s o f €1,00 0
exces s thereo f u p t o an d includin g
7 Calculatio n Amount : €1,00 0
8 ( i)
Issu e Date :
3 Octobe r 201 7
(ii)
Interes t Commencemen t Date :
Issu e Dat e
9 Maturit y Date : 3 Octobe r 202 3
10 Interes t Basis : Rese t Note s
11 Redemption/Paymen t Basis : Subjec t t o an y purchas e an d cancellatio n o r earl y
redemption , th e Note s wil l b e redeeme d o n th e
Maturit y Dat e a t
pe r
o f thei r nomina l
amoun t
12 Chang e o f Interest : N o t Applicabl e
13 Put/Cal l Options : Issue r Cal l
Los s Absorptio n Disqualificatio n Even t Cal l
14 (i)
Statu s o f th e Notes :
Senio r
approva l fo r issuanc e o f
(ii)
Dat e
Boar d
Note s obtained :
N o t Applicabl e
Event s o f Default :
(iii)
Non-Restrictiv e Event s o f Defaul t

PROVISIONS RELATING TO INTEREST (IF ANY) PAYABLE

15 Fixed Rate Note Provisions N o t Applicabl e
16 Floating Rate Note Provisions N o t Applicabl e
17 Reset Note Provisions Applicabl e
( i) Initia l Rat e o f Interest : 0.75 0 pe r
pe r annu m
(ii) Firs t Margin : +0.5 8 pe r
pe r annu m
(iii) Subsequen t Margin : N o t Applicabl e
(iv ) Interes t Paymen t Dates : 3 Octobe r i n eac h year , commencin g o n 3
Octobe r
t o (an d including ) th e Maturit y Dat e
( v ) Firs t Interes t Paymen t Date : 3 Octobe r 201 8
(vi) Amoun t
u p t o
(bu t
Fixe d
Coupo n
excluding ) th e Firs t Rese t Date :
€7.5 0 pe r Calculatio n Amoun t
(vii) Broke n Amount(s) : N o t Applicabl e
(viii) Firs t Rese t Date : 3 Octobe r 202 2
(ix ) Secon d Rese t Date : N o t Applicabl e
( x ) Subsequen t Rese t Date : N o t Applicabl e
(xi) Rese t Rate : Mid-Swa p Rat e
(xii) Relevan t Scree n Page : EUR-EURIBOR-Reuter s a s displaye d o n Reuter s
pag e
Scree n
(xiii) Mid-Swa p Rate : Singl e Mid-Swa p Rat e
(xiv ) Mid-Swa p Maturity : twelve-mont h
(xv ) Da y Coun t Fractio n (Conditio n Actual/Actua l -
A
(xvi ) Relevan t Time : N o t Applicabl e
Interes t Determinatio n Dates : N o t Applicabl e
(xviii) Busines s Da y Convention : Followin g Busines s Da y Conventio n
(xix ) Relevan t Currency : N o t Applicabl e
(xx ) Relevan t Financia l Centre(s ) (Conditio n N o t Applicabl e
4(j)) :
18 Zero Coupon Note Provisions N o t Applicabl e
PROVISIONS RELATING TO REDEMPTION
19 Issuer Call Applicabl e
( i) Optiona l Redemptio n Date(s) : 3 Octobe r 202 2
Cal l Optio n Redemptio n Amount(s ) an d pe r Calculatio n Amoun t
(ii) method , if any , o f calculatio n o f suc h
amount(s) :
i) If redeemabl e in part :
( a ) Minimu m
Cal l
Optio n
Redemptio n
Amount :
N o t Applicabl e
( b ) Optio n
Redemptio n
Maximu m
Cal l
Amount :
No t Applicabl e
(iv ) Notic e period : A s pe r Conditio n 5(d )
20 Regulatory Capital Call N o t Applicabl e
21 Call Loss Absorption Disqualification Event Applicabl e
( i) Redeemabl e o n day s othe r tha n Interes t
Paymen t Date s (Conditio n 5(f)) :
Y e s
22 Put Option N o t Applicabl e
23 Note
Final Redemption Amount of
24 Early Redemption Amount pe r Calculatio n Amoun t
( i) Amount(s )
pe r
Earl y
Redemptio n
payabl e
o n
Calculatio n
Amoun t
redemptio n fo r taxatio n reasons , du e t o
Regulator y Capita l Even t o r du e t o Los s
pe r Calculatio n Amoun t

Absorptio n Disqualificatio n Even t o r o n even t o f default :

  • (ii) Redeemabl e o n day s othe r tha n Interes t Ye s Paymen t Date s (Conditio n 5(c)) :
  • (iii) Unmature d Coupon s t o becom e voi d Applicabl e upo n earl y redemptio n (Beare r Note s only ) (Conditio n 6(f)) :

GENERA L PROVISIONS APPLICABLE TO THE NOTES

25 Form of Notes: Beare r Note s

N o t Applicabl e

Temporar y Globa l Not e exchangeabl e fo r a permanen t Globa l Not e whic h i s exchangeabl e fo r Definitiv e Note s i n th e limite d circumstance s specifie d i n th e permanen t Globa l Not e

Y e s

26 New Global Note:

  • 27 Busines s Da y Jurisdiction(s ) (Conditio n 6(h) ) o r othe r specia l provision s relatin g t o Paymen t Dates :
  • 28 Talon s fo r futur e Coupon s t o b e attache d t o Definitiv e Note s (an d date s o n whic h suc h Talon s mature) :

N o

Signe d o n behal f th e Issuer :

Duly authorised

Part B - Other Information

1 LISTING

( i) Listing :

(ii) Admissio n t o trading :

Officia l Lis t o f th e U K Listin g Authorit y an d tradin g o n th e Londo n Stoc k Exchang e

Applicatio n ha s bee n mad e b y th e Issue r (o r o n it s behalf ) fo r th e Note s t o b e admitte d t o tradin g o n t h e Londo n Stoc k Exchange' s regulate d marke t wit h effec t fro m 3 Octobe r

(iii) Estimate d tota l expense s o f admissio n t o trading :

2 RATINGS

Rating s Th e Note s t o b e issue d ar e expecte d t o b e assigne d th e followin g ratings :

Moody's : A 2

S&P : BBB +

Fitch : A +

3 INTEREST S OF NATURAL AND LEGA L PERSON S INVOLVED IN TH E OFFE R

Sav e fo r an y fee s payabl e t o th e Join t Lea d Managers , s o fa r a s th e Issue r i s aware , n o perso n involve d i n th e offe r o f th e Note s ha s a n interes t materia l t o th e offer .

T h e Join t Lea d Manager s an d thei r affiliate s hav e engaged , an d ma y i n th e futur e engage , in investmen t bankin g and/o r commercia l bankin g transaction s with , an d ma y perfor m othe r service s for , th e Issue r a n d it s affiliate s i n th e ordinar y cours e o f business .

4 YIEL D

Indicatio n o f yield : Se e "Genera l Information " o n pag e o f th e Bas e Prospectus .

Calculate d a s 0.79 6 pe r o n th e Issu e Date . A s se t ou t above , th e yiel d i s calculate d a t th e Issu e Dat e o n th e basi s o f th e Issu e Price . It i s no t a n indicatio n o f futur e yield .

5 OPERATIONAL INFORMATION

( i) XS169328153 4

(ii) Commo n Code :

(iii) An y clearin g system(s ) othe r tha n No t Applicabl e Euroclea r Ban k SA/NV , Banking , SA , th e CM U Service , DT C an d t h e relevan t identificatio n number(s) :

  • (iv ) Delivery :
  • ( v ) Name s an d addresse s o f initia l Payin g Agent(s) :
  • (vi) Name s an d addresse s o f additiona l Payin g Agent(s ) (i f any) :

( B ) Stabilisin g Manager(s ) (if any) :

(iii) If non-syndicated , nam e o f Dealer :

(iv ) U S Sellin g Restrictions :

DISTRIBUTION

  • ( i) Metho d o f distribution :
  • (ii) If syndicated :

( A ) Name s o f Managers :

Deliver y agains t paymen t

T h e Ban k o f Ne w Yor k Mellon , On e Canad a Square , Londo n E1 4 5AL , Unite d Kingdom/Th e Ban k o f Ne w Yor k Mello n SA/N V Luxembour g Branch , Vertig o Buildin g - Polaris , 2- 4 ru e Eugen e Ruppert , L-245 3 Luxembour g

N o t Applicabl e

Syndicate d

Joint Lead Managers

Barclay s Ban k PLC , Deutsch e Ban k AG , Londo n Branch , Ban k N.V . an d Standar d Chartere d Ban k

Co-Lead Managers

A B N Amr o Ban k N.V. , Credi t Agricol e Corporat e a n d Investmen t Bank , Firs t Ab u Dhab i Ban k PJSC , Lloyd s Ban k an d Nomur a Internationa l PL C

N o t Applicabl e

N o t Applicabl e

Reg . S Complianc e Categor y 2 ; TEFR A D