Standard Chartered PLC — Capital/Financing Update 2014

Sep 18, 2014

RE: Fw: Standard Chartered GBP 110m issuing 18/09/2014 ISIN XS1111692841

Double, Tony to: IPA Listing

Cc: "LDN, NIG"

16/09/2014 11:23

Hi Oliver,

I can confirm the below statement on behalf of SCB as Issuer.

Best regards

Tony Double
Officer
New Issues Group

Standard Chartered
Bank
Phone: 44 (0) 207
885 6371
Fonenet 44 05 6371
Fax:
E-mail:
Tony.Double@sc.com
Address: 5th Floor,
One Basinghall
Avenue, London
EC2V 5DD England
Website:
http://www.sc.com

From: Oliver.Ricketts@bnymellon.com [mailto:Oliver.Ricketts@bnymellon.com] On Behalf Of
ipa.listing@bnymellon.com
Sent: 16 September 2014 10:04
To: Double, Tony
Cc: ipa.listing@bnymellon.com
Subject: Re: Fw: Standard Chartered GBP110m issuing 18/09/2014 ISIN XS1111692841

Hi Tony,

In order to list these on the LSE. It is required that you send us the Russia/Ukraine sanctions confirmation. The request is as follows.

"Please confirm that the issuer(s) do(es) not fall under Articles 5.1 or 5.2 of COUNCIL REGULATION (EU) No 833/2014 of 31 July 2014 concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine (as amended by COUNCIL REGULATION (EU) No 960/2014 of 8 September 2014, published in the Official Journal of the EU on 12 September 2014)"

Kind regards

---

IPA Listing

IPA Listings – New Issues Team
Corporate Trust Global Service Delivery EMEA
Financial Markets & Treasury Services

Direct Line: Oliver Ricketts +44 (0) 1202 689540

Direct Line: Claudia Canavesi +44 (0) 1202 689562 (Desk Coordinator)

Direct Line: James Cannings +44 (0) 1202 689536 (Desk Coordinator)

Direct Line: Dean Wheller +44 (0) 1202 689545 (Manager)

Fax: +44 1202 689880
Group Email: ipa.listing@bnymellon.com

The Bank of New York Mellon

Merck House, Seldown, Poole, BH15 1TW
http://www.bnymellon.com/

Fw: Standard Chartered GBP110m issuing 18/09/2014 ISIN XS1111692841

MTN Settlements
to: IPA Listing
16/09/2014 08:52

Cc: "Double, Tony"

Hi Listing Team,

Please see the below request from Tony.

Thanks

Tom.

BNY Mellon

---

MTN Settlements Team – Team New Issues – Corporate Trust – Poole (Dorset), England.
Group Email: mtn.settlements@bnymellon.com

Desk Manager

• Direct Line: +44 (0) 1202 689955 Anna Field

Workflow Co-ordinators

• Direct Line: +44 (0) 1202 689637 Tim Worthington
• Direct Line: +44 (0) 1202 689555 Tom Burgess

The MTN Team

• Direct Line: +44 (0) 1202 689547 Olivia Spieler
• Direct Line: +44 (0) 1202 689795 Joni Addis
• Direct Line: +44 (0) 1202 689671 Conor Moore
• Direct Line: +44 (0) 1202 689556 Kieran Newson
• Direct Line: +44 (0) 1202 689550 Peter Duffy
• Direct Line: +44 (0) 1202 689548 Alex Goodwin
• Direct Line: +44 (0) 1202 689949 Jennifer Hurley Dugdale
• Direct Line: +44 (0) 1202 689954 Grace Martin

--- Forwarded by Thomas Burgess/CorpUK/Contractor/BNYMellon on 16/09/2014 08:52 ---

FW: Standard Chartered GBP110m issuing 18/09/2014 ISIN XS1111692841

Double, Tony to: MTN.Settlements@bankofny.com 15/09/2014 17:14

Cc: "LDN, NIG"

---

Hi MTN team,

Could you also arrange Listing on LSE for this please?

Many thanks

Tony Double

Officer

New Issues Group

Standard Chartered Bank

Phone: 44 (0) 207 885 6371

Fonenet 44 05 6371

Fax:

E-mail: Tony.Double@sc.com

Address: 5th Floor, One Basinghall Avenue, London EC2V 5DD England

Website: http://www.sc.com

From: Double, Tony

Sent: 15 September 2014 16:20

To: 'MTN.Settlements@bankofny.com'

Cc: LDN, NIG; Dryps, Ilona

Subject: Standard Chartered GBP110m issuing 18/09/2014 ISIN XS1111692841

Hi MTN team,

We have issued a 1 year note from our USD 57.5 bn Debt Issuance Programme.

This will close on a Non – Syndicated basis, and we enclose the Final Signed Terms, together with 2 side letters.

Kindly arrange to deliver this note value 18th September to our Clearstream account # 73390 (in name of Standard Chartered Bank, London) on a DVP basis, against cash of GBP 109,967,000.00.

Kindly confirm if there is anything further you need at this stage. We assume we will face your Clearstream account 20465 (please confirm if this is not the case).

Thanks and regards

---

Tony Double

Officer

New Issues Group

Standard Chartered Bank

Phone: 44 (0) 207 885 6371

Fonenet 44 05 6371

Fax:

E-mail: Tony.Double@sc.com

Address: 5th Floor, One Basinghall Avenue, London EC2V 5DD England

Website: http://www.sc.com

This email and any attachments are confidential and may also be privileged. If you are not the intended recipient, please delete all copies and notify the sender immediately. You may wish to refer to the incorporation details of Standard Chartered PLC, Standard Chartered Bank and their subsidiaries at https://www.sc.com/en/incorporation-details.html.

The information contained in this e-mail, and any attachment, is confidential and is intended solely for the use of the intended recipient. Access, copying or re-use of the e-mail or any attachment, or any information contained therein, by any other person is not authorized. If you are not the intended recipient please return the e-mail to the sender and delete it from your computer. Although we attempt to sweep e-mail and attachments for viruses, we do not guarantee that either are virus-free and accept no liability for any damage sustained as a result of viruses.

Please refer to http://disclaimer.bnymellon.com/eu.htm for certain disclosures relating to European legal entities.

This email and any attachments are confidential and may also be privileged. If you are not the intended recipient, please delete all copies and notify the sender immediately. You may wish to refer to the incorporation details of Standard Chartered PLC, Standard Chartered Bank and their subsidiaries at https://www.sc.com/en/incorporation-details.html.