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STANDARD BIOTOOLS INC. — Director's Dealing 2021
Feb 24, 2021
32853_dirs_2021-02-23_53d5585a-9513-4ca1-bb0f-e14c3d5981ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2021-02-20
Reporting Person: Linthwaite Stephen Christopher (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-20 | Common Stock | M | 3167 | — | Acquired | 150594 | Direct |
| 2021-02-20 | Common Stock | M | 7813 | — | Acquired | 158407 | Direct |
| 2021-02-20 | Common Stock | M | 6882 | — | Acquired | 165289 | Direct |
| 2021-02-20 | Common Stock | M | 30888 | — | Acquired | 196177 | Direct |
| 2021-02-20 | Common Stock | A | 64609 | — | Acquired | 260786 | Direct |
| 2021-02-20 | Common Stock | F | 57705 | $6.12 | Disposed | 203081 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-20 | Restricted Stock Units | $ | M | 3167 | Disposed | Common Stock (3167.0) | Direct | |
| 2021-02-20 | Restricted Stock Units | $ | M | 7813 | Disposed | Common Stock (7813.0) | Direct | |
| 2021-02-20 | Restricted Stock Units | $ | M | 6882 | Disposed | Common Stock (6882.0) | Direct | |
| 2021-02-20 | Restricted Stock Units | $ | M | 30888 | Disposed | Common Stock (30888.0) | Direct |
Footnotes
F1: Includes 2,080 shares purchased on November 30, 2020 under the Company's 2017 Employee Stock Purchase Plan.
F2: Represents shares acquired as a result of the certification of the performance condition for performance-based Restricted Stock Units granted on March 19, 2018.
F3: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F4: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.
F5: On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.
F6: On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F7: On March 10, 2020, the Reporting Person was granted 123,555 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.