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STANDARD BIOTOOLS INC. — Director's Dealing 2021
Feb 24, 2021
32853_dirs_2021-02-23_037791a2-2a7f-4aed-a5c1-f03e5db926b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2021-02-20
Reporting Person: JOG VIKRAM (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-20 | Common Stock | M | 1442 | — | Acquired | 67255 | Direct |
| 2021-02-20 | Common Stock | M | 2251 | — | Acquired | 69506 | Direct |
| 2021-02-20 | Common Stock | M | 2236 | — | Acquired | 71742 | Direct |
| 2021-02-20 | Common Stock | M | 9562 | — | Acquired | 81304 | Direct |
| 2021-02-20 | Common Stock | A | 18612 | — | Acquired | 99916 | Direct |
| 2021-02-20 | Common Stock | F | 12698 | $6.12 | Disposed | 87218 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-20 | Restricted Stock Units | $ | M | 1442 | Disposed | Common Stock (1442.0) | Direct | |
| 2021-02-20 | Restricted Stock Units | $ | M | 2251 | Disposed | Common Stock (2251.0) | Direct | |
| 2021-02-20 | Restricted Stock Units | $ | M | 2236 | Disposed | Common Stock (2236.0) | Direct | |
| 2021-02-20 | Restricted Stock Units | $ | M | 9562 | Disposed | Common Stock (9562.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52061 | Indirect |
Footnotes
F1: Represents shares acquired as a result of the certification of the performance condition for performance-based Restricted Stock Units granted on March 19, 2018.
F2: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F3: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F4: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.
F5: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.
F6: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F7: On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.