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STANDARD BIOTOOLS INC. — Director's Dealing 2021
Nov 25, 2021
32853_dirs_2021-11-24_ac57bede-d5c8-484d-8bda-f57fca32094c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2021-11-20
Reporting Person: JOG VIKRAM (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-20 | Common Stock | M | 2251 | — | Acquired | 127909 | Direct |
| 2021-11-20 | Common Stock | M | 2236 | — | Acquired | 130145 | Direct |
| 2021-11-20 | Common Stock | M | 2390 | — | Acquired | 132535 | Direct |
| 2021-11-20 | Common Stock | F | 2378 | $4.49 | Disposed | 130157 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-20 | Restricted Stock Units | $ | M | 2251 | Disposed | Common Stock (2251.0) | Direct | |
| 2021-11-20 | Restricted Stock Units | $ | M | 2236 | Disposed | Common Stock (2236.0) | Direct | |
| 2021-11-20 | Restricted Stock Units | $ | M | 2390 | Disposed | Common Stock (2390.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52061 | Indirect |
Footnotes
F1: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F2: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F3: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.
F4: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F5: On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.