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STANDARD BIOTOOLS INC. — Director's Dealing 2020
Feb 25, 2020
32853_dirs_2020-02-24_321a2751-a5f9-4e15-b37e-017f5a31e421.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2020-02-20
Reporting Person: JOG VIKRAM (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-20 | Common Stock | M | 226 | — | Acquired | 44958 | Direct |
| 2020-02-20 | Common Stock | M | 2162 | — | Acquired | 47120 | Direct |
| 2020-02-20 | Common Stock | M | 2251 | — | Acquired | 49371 | Direct |
| 2020-02-20 | Common Stock | M | 8946 | — | Acquired | 58317 | Direct |
| 2020-02-20 | Common Stock | F | 5555 | $3.75 | Disposed | 52762 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-20 | Restricted Stock Units | $ | M | 226 | Disposed | Common Stock (226.0) | Direct | |
| 2020-02-20 | Restricted Stock Units | $ | M | 2162 | Disposed | Common Stock (2162.0) | Direct | |
| 2020-02-20 | Restricted Stock Units | $ | M | 2251 | Disposed | Common Stock (2251.0) | Direct | |
| 2020-02-20 | Restricted Stock Units | $ | M | 8946 | Disposed | Common Stock (8946.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52061 | Indirect |
Footnotes
F1: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F2: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F3: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2016, and as to 1/16th of the total number of shares each quarter thereafter.
F4: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.
F5: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.
F6: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.