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STANDARD BIOTOOLS INC. — Director's Dealing 2020
Nov 24, 2020
32853_dirs_2020-11-24_7490f01e-d509-428a-963a-b87058ae32df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2020-11-20
Reporting Person: JOG VIKRAM (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-20 | Common Stock | M | 2163 | — | Acquired | 63625 | Direct |
| 2020-11-20 | Common Stock | M | 2251 | — | Acquired | 65876 | Direct |
| 2020-11-20 | Common Stock | M | 2237 | — | Acquired | 68113 | Direct |
| 2020-11-20 | Common Stock | F | 2300 | $6.28 | Disposed | 65813 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-20 | Restricted Stock Units | $ | M | 2163 | Disposed | Common Stock (2163.0) | Direct | |
| 2020-11-20 | Restricted Stock Units | $ | M | 2251 | Disposed | Common Stock (2251.0) | Direct | |
| 2020-11-20 | Restricted Stock Units | $ | M | 2237 | Disposed | Common Stock (2237.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52061 | Indirect |
Footnotes
F1: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F2: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F3: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.
F4: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.
F5: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.