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STANDARD BIOTOOLS INC. — Director's Dealing 2020
Nov 24, 2020
32853_dirs_2020-11-24_db367278-60a8-462c-8319-8b57d3c87d2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2020-11-20
Reporting Person: Linthwaite Stephen Christopher (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-20 | Common Stock | M | 4750 | — | Acquired | 225263 | Direct |
| 2020-11-20 | Common Stock | M | 7813 | — | Acquired | 233076 | Direct |
| 2020-11-20 | Common Stock | M | 6882 | — | Acquired | 239958 | Direct |
| 2020-11-20 | Common Stock | F | 9791 | $6.28 | Disposed | 230167 | Direct |
| 2020-11-23 | Common Stock | S | 84820 | $6.06 | Disposed | 145347 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-20 | Restricted Stock Units | $ | M | 4750 | Disposed | Common Stock (4750.0) | Direct | |
| 2020-11-20 | Restricted Stock Units | $ | M | 7813 | Disposed | Common Stock (7813.0) | Direct | |
| 2020-11-20 | Restricted Stock Units | $ | M | 6882 | Disposed | Common Stock (6882.0) | Direct |
Footnotes
F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2020.
F2: The range of prices for the transactions reported is between $6.28 and $5.925 per share. $6.06 represents the weighted average sale price per share. The Reporting Person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F3: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F4: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.
F5: On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.
F6: On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.