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STANDARD BIOTOOLS INC. Director's Dealing 2019

Feb 22, 2019

32853_dirs_2019-02-21_6c81df59-f8c6-465c-b3c4-613fbb7ff5e7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2019-02-19

Reporting Person: JOG VIKRAM (CHIEF FINANCIAL OFFICER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-20 Common Stock M 201 Acquired 32670 Direct
2019-02-20 Common Stock M 338 Acquired 33008 Direct
2019-02-20 Common Stock M 2162 Acquired 35170 Direct
2019-02-20 Common Stock M 2251 Acquired 37421 Direct
2019-02-20 Common Stock F 2010 $10.78 Disposed 35411 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-19 Restricted Stock Units $ A 35787 Acquired Common Stock (35787.0) Direct
2019-02-20 Restricted Stock Units $ M 201 Disposed Common Stock (201.0) Direct
2019-02-20 Restricted Stock Units $ M 338 Disposed Common Stock (338.0) Direct
2019-02-20 Restricted Stock Units $ M 2162 Disposed Common Stock (2162.0) Direct
2019-02-20 Restricted Stock Units $ M 2251 Disposed Common Stock (2251.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 52061 Indirect

Footnotes

F1: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.

F2: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F3: 12/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2020, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F4: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F5: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F6: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.

F7: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units of which 3/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.