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STANDARD BIOTOOLS INC. — Director's Dealing 2019
Feb 22, 2019
32853_dirs_2019-02-21_492c2610-d2bb-4aac-b6cf-d1ec00e39690.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2019-02-19
Reporting Person: Khadder Nicholas (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-20 | Common Stock | M | 675 | — | Acquired | 32603 | Direct |
| 2019-02-20 | Common Stock | M | 1975 | — | Acquired | 34578 | Direct |
| 2019-02-20 | Common Stock | M | 2251 | — | Acquired | 36829 | Direct |
| 2019-02-20 | Common Stock | F | 2005 | $10.78 | Disposed | 34824 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-19 | Restricted Stock Units | $ | A | 33034 | Acquired | Common Stock (33034.0) | Direct | |
| 2019-02-20 | Restricted Stock Units | $ | M | 675 | Disposed | Common Stock (675.0) | Direct | |
| 2019-02-20 | Restricted Stock Units | $ | M | 1975 | Disposed | Common Stock (1975.0) | Direct | |
| 2019-02-20 | Restricted Stock Units | $ | M | 2251 | Disposed | Common Stock (2251.0) | Direct | |
| 2019-02-20 | Restricted Stock Units | $ | F | 2005 | Disposed | Common Stock (2005.0) | Direct |
Footnotes
F1: Includes 1,094 shares purchased on November 30, 2018 under the Company's 2017 Employee Stock Purchase Plan.
F2: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F3: 12/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2020, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
F4: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units of which 14/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
F5: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
F6: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units of which 3/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.