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STANDARD BIOTOOLS INC. — Director's Dealing 2018
Apr 3, 2018
32853_dirs_2018-04-03_6adc16f0-3aca-426c-a759-99fa5a5d5189.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2017-09-20
Reporting Person: JOG VIKRAM (CHIEF FINANCIAL OFFICER)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-20 | Employee Stock Option (Right to Buy) | $14.6 | D | 3334 | Disposed | 2021-05-17 | Common Stock (3334.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 967 | Acquired | 2027-09-20 | Common Stock (967.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $15.49 | D | 12501 | Disposed | 2022-02-16 | Common Stock (12501.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 3444 | Acquired | Common Stock (3444.0) | Direct | |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $16.73 | D | 24452 | Disposed | 2023-02-15 | Common Stock (24452.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 6609 | Acquired | Common Stock (6609.0) | Direct | |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $47.55 | D | 14000 | Disposed | 2024-03-14 | Common Stock (14000.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 1541 | Acquired | Common Stock (1541.0) | Direct | |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $41.14 | D | 12000 | Disposed | 2025-03-12 | Common Stock (12000.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 2073 | Acquired | Common Stock (2073.0) | Direct | |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $7.1 | D | 13500 | Disposed | 2026-03-04 | Common Stock (13500.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 8941 | Acquired | Common Stock (8941.0) | Direct | |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $7.1 | D | 6750 | Disposed | 2026-03-04 | Common Stock (6750.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 4471 | Acquired | Common Stock (4471.0) | Direct |
Footnotes
F1: The shares subject to the Option fully vested on May 18, 2015.
F2: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 3,334 shares of FLDM common stock granted to the Reporting Person on May 18, 2011. In exchange, the Reporting Person received a replacement Option, for 967 shares, having an exercise price of $5.13 per share.
F3: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F4: The shares subject to the Option fully vested on January 1, 2016.
F5: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 12,501 shares of FLDM common stock granted to the Reporting Person on February 17, 2012. In exchange, the Reporting Person received a replacement Option, for 3,444 shares, having an exercise price of $5.13 per share.
F6: The Option expiration date is September 20, 2027.
F7: The shares subject to the Option fully vested on January 1, 2017.
F8: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 24,452 shares of FLDM common stock granted to the Reporting Person on February 15, 2013. In exchange, the Reporting Person received a replacement Option, for 6,609 shares, having an exercise price of $5.13 per share.
F9: The Option provided for vesting in forty-eight equal monthly installments beginning January 1, 2014.
F10: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 14,000 shares of FLDM common stock granted to the Reporting Person on March 14, 2014. In exchange, the Reporting Person received a replacement Option, for 1,541 shares, having an exercise price of $5.13 per share.
F11: The Option provided for vesting of 2/48th of the shares subject to the Option on March 12, 2015 and forty-six equal monthly installments beginning on April 1, 2015.
F12: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 12,000 shares of FLDM common stock granted to the Reporting Person on March 12, 2015. In exchange, the Reporting Person received a replacement Option, for 2,073 shares, having an exercise price of $5.13 per share.
F13: The Option provided for vesting in forty-eight equal monthly installments beginning February 1, 2016.
F14: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,500 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 8,941 shares, having an exercise price of $5.13 per share.
F15: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 6,750 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 4,471 shares, having an exercise price of $5.13 per share.