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STANDARD BIOTOOLS INC. — Director's Dealing 2018
Jun 2, 2018
32853_dirs_2018-06-01_a2251e64-f356-4303-a977-39450b9a47b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2018-05-30
Reporting Person: Burbach Gerhard F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-30 | Common Stock | M | 5000 | — | Acquired | 29115 | Direct |
| 2018-05-30 | Common Stock | M | 3000 | — | Acquired | 32115 | Direct |
| 2018-05-31 | Common Stock | A | 6100 | — | Acquired | 38215 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-30 | Restricted Stock Units | $ | M | 5000 | Disposed | Common Stock (5000.0) | Direct | |
| 2018-05-30 | Restricted Stock Units | $ | M | 3000 | Disposed | Common Stock (3000.0) | Direct | |
| 2018-05-31 | Stock Option (Right to Buy) | $5.57 | A | 10600 | Acquired | 2028-05-31 | Common Stock (10600.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F2: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) May 31, 2019, subject to continued service as a director through the vesting date.The Reporting Person has deferred settlement of the Restricted Stock Units to occur within the thirty (30) day period immediately following the earlier to occur of: (a) the Reporting Person's termination of service with the Issuer; or (b) a Change of Control (as defined in the Company's 2011 Equity Incentive Plan).
F3: Includes an aggregate of 30,215 vested Restricted Stock Units for which the Reporting Person has deferred settlement as described above.
F4: On August 1, 2017, the Reporting Person was granted Restricted Stock Units, vesting fully on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) August 1, 2018, subject to continued service as a director through the vesting date.
F5: On September 13, 2017, the Reporting Person was granted Restricted Stock Units, vesting fully on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) August 1, 2018, subject to continued service as a director through the vesting date.
F6: 1/12th of the shares subject to the Option will vest monthly over twelve months, subject to continued service as a director, such that the Option will be fully vested on May 31, 2019.