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STANDARD BIOTOOLS INC. — Director's Dealing 2017
Aug 3, 2017
32853_dirs_2017-08-02_09953508-2949-4183-8494-27cb37bc4a69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2017-07-31
Reporting Person: COLELLA SAMUEL D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-31 | Common Stock | M | 5000 | — | Acquired | 45197 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-31 | Restricted Stock Units | $ | M | 5000 | Disposed | 2017-07-31 | Common Stock (5000.0) | Direct |
| 2017-08-01 | Restricted Stock Units | $ | A | 5000 | Acquired | Common Stock (5000.0) | Direct | |
| 2017-08-01 | Stock Option (Right to Buy) | $3.43 | A | 5000 | Acquired | 2027-08-01 | Common Stock (5000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5561 | Indirect |
| Common Stock | 17500 | Indirect |
| Common Stock | 3326 | Indirect |
Footnotes
F1: The shares are held by Colella Family Partners, L.P. ("Colella Partners"). The shares were received in in-kind distributions by Versant Ventures I, LLC, which is the general partner of each of Versant Venture Capital I, L.P., Versant Side Fund I, L.P., Versant Affiliates Fund I-A, L.P. and Versant Affiliates Fund I-B, L.P. (collectively, the "Versant Funds"), on November 4, 2013. The Reporting Person is the General Partner of Colella Partners. The Reporting Person disclaims beneficial ownership of such shares held by Colella Partners, except to the extent of his proportionate pecuniary interest therein, if any.
F2: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F3: All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of one day prior to the date of the next annual meeting of the stockholders of the Company or August 1, 2018, subject to continued service as a director through the vesting date.
F4: 1/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on August 1, 2018.