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STANDARD BIOTOOLS INC. — Director's Dealing 2017
Sep 23, 2017
32853_dirs_2017-09-22_c6e1af6a-23f7-40d0-b55b-b992df741960.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2017-09-20
Reporting Person: LEE JENNIFER LING (See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-20 | Employee Stock Option (Right to Buy) | $8.98 | D | 13400 | Disposed | 2026-05-18 | Common Stock (13400.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 7053 | Acquired | 2027-09-20 | Common Stock (7053.0) | Direct |
Footnotes
F1: The Option provided for vesting of 12/48th of the total number of shares subject to the Option on May 20, 2017 and thirty-six equal monthly installments beginning on June 20, 2017.
F2: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,400 shares of FLDM common stock granted to the Reporting Person on May 18, 2016. In exchange, the Reporting Person received a replacement Option, for 7,053 shares, having an exercise price of $5.13 per share.
F3: 1/12th of the total number of shares subject to the Option will vest on February 20, 2018, and 1/12th of the total number of shares subject to the Option will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.