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STANDARD BIOTOOLS INC. — Director's Dealing 2017
Sep 23, 2017
32853_dirs_2017-09-22_f7495457-04ca-4b43-a60f-d0be4cd4cfe4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2017-09-20
Reporting Person: McPhail Steven (Chief Commercial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-20 | Employee Stock Option (Right to Buy) | $25.23 | D | 31000 | Disposed | 2025-05-21 | Common Stock (31000.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 7127 | Acquired | 2027-09-20 | Common Stock (7127.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $7.1 | D | 13500 | Disposed | 2026-03-04 | Common Stock (13500.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 8941 | Acquired | Common Stock (8941.0) | Direct | |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $6.16 | D | 51375 | Disposed | 2027-02-13 | Common Stock (51375.0) | Direct |
| 2017-09-20 | Employee Stock Option (Right to Buy) | $5.13 | A | 36697 | Acquired | Common Stock (36697.0) | Direct |
Footnotes
F1: The Option provided for vesting of 12/48th of the total number of shares subject to the Option on May 7, 2016 and thirty-six equal monthly installments beginning on June 7, 2017.
F2: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 31,000 shares of FLDM common stock granted to the Reporting Person on May 21, 2015. In exchange, the Reporting Person received a replacement Option, for 7,127 shares, having an exercise price of $5.13 per share.
F3: 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F4: The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2016.
F5: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,500 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 8,941 shares, having an exercise price of $5.13 per share.
F6: The Option expiration date is September 20, 2027.
F7: The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2017.
F8: On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 51,375 shares of FLDM common stock granted to the Reporting Person on February 13, 2017. In exchange, the Reporting Person received a replacement Option, for 36,697 shares, having an exercise price of $5.13 per share.