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STANDARD BIOTOOLS INC. — Director's Dealing 2017
Nov 23, 2017
32853_dirs_2017-11-22_6d93e544-f22e-4e53-a46f-1cda902d35ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2017-11-20
Reporting Person: Khadder Nicholas (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-20 | Common Stock | M | 675 | — | Acquired | 5404 | Direct |
| 2017-11-20 | Common Stock | M | 1975 | — | Acquired | 7379 | Direct |
| 2017-11-20 | Common Stock | F | 997 | $5.19 | Disposed | 6382 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 | Restricted Stock Units | $ | M | 675 | Disposed | Common Stock (675.0) | Direct | |
| 2017-11-20 | Restricted Stock Units | $ | M | 1975 | Disposed | Common Stock (1975.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F2: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units of which 14/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F3: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.