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STANDARD BIOTOOLS INC. — Director's Dealing 2016
Feb 24, 2016
32853_dirs_2016-02-23_8d3bdb2f-8ccd-4513-a2aa-cf44968116ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2016-02-22
Reporting Person: UNGER MARC (EVP, R&D and Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-22 | Common Stock | M | 250 | — | Acquired | 3835 | Direct |
| 2016-02-22 | Common Stock | M | 300 | — | Acquired | 4135 | Direct |
| 2016-02-22 | Common Stock | M | 350 | — | Acquired | 4485 | Direct |
| 2016-02-22 | Common Stock | M | 300 | — | Acquired | 4785 | Direct |
| 2016-02-22 | Common Stock | F | 528 | $6.40 | Disposed | 4257 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-22 | Restricted Stock Units | $ | M | 250 | Disposed | Common Stock (250.0) | Direct | |
| 2016-02-22 | Restricted Stock Units | $ | M | 300 | Disposed | Common Stock (300.0) | Direct | |
| 2016-02-22 | Restricted Stock Units | $ | M | 350 | Disposed | Common Stock (350.0) | Direct | |
| 2016-02-22 | Restricted Stock Units | $ | M | 300 | Disposed | Common Stock (300.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F2: On December 14, 2015 the Reporting Person was granted 6,000 Restricted Stock Units of which 2/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F3: On March 14, 2014, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F4: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F5: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.