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STANDARD BIOTOOLS INC. — Director's Dealing 2016
May 23, 2016
32853_dirs_2016-05-23_1c3f2398-3a16-48a5-9272-e3a10183dbc3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2016-05-20
Reporting Person: JOG VIKRAM (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-20 | Common Stock | M | 350 | — | Acquired | 2935 | Direct |
| 2016-05-20 | Common Stock | M | 300 | — | Acquired | 3235 | Direct |
| 2016-05-20 | Common Stock | M | 449 | — | Acquired | 3684 | Direct |
| 2016-05-20 | Common Stock | F | 405 | $8.65 | Disposed | 3279 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-20 | Restricted Stock Units | $ | M | 350 | Disposed | Common Stock (350.0) | Direct | |
| 2016-05-20 | Restricted Stock Units | $ | M | 300 | Disposed | Common Stock (300.0) | Direct | |
| 2016-05-20 | Restricted Stock Units | $ | M | 449 | Disposed | Common Stock (449.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2061 | Indirect |
Footnotes
F1: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F2: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F3: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F4: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F5: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.