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STANDARD BIOTOOLS INC. — Director's Dealing 2016
May 23, 2016
32853_dirs_2016-05-23_800fc544-49bb-4d8d-a646-d0bf25d9e481.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2016-05-20
Reporting Person: McPhail Steven (GM, PRODUCTION GENOMICS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-20 | Common Stock | M | 3100 | — | Acquired | 3100 | Direct |
| 2016-05-20 | Common Stock | M | 449 | — | Acquired | 3549 | Direct |
| 2016-05-20 | Common Stock | M | 2000 | — | Acquired | 5549 | Direct |
| 2016-05-20 | Common Stock | F | 1794 | $8.65 | Disposed | 3755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-20 | Restricted Stock Units | $ | M | 3100 | Disposed | Common Stock (3100.0) | Direct | |
| 2016-05-20 | Restricted Stock Units | $ | M | 449 | Disposed | Common Stock (449.0) | Direct | |
| 2016-05-20 | Restricted Stock Units | $ | M | 2000 | Disposed | Common Stock (2000.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F2: On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F3: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F4: 100% of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2016, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.