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STANDARD BIOTOOLS INC. — Director's Dealing 2016
May 23, 2016
32853_dirs_2016-05-23_ad742141-31e5-4d13-a5d1-dcc622b66c84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2016-05-20
Reporting Person: Worthington Gajus Vincent (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-20 | Common Stock | M | 1625 | — | Acquired | 10938 | Direct |
| 2016-05-20 | Common Stock | M | 777 | — | Acquired | 11715 | Direct |
| 2016-05-20 | Common Stock | M | 1124 | — | Acquired | 12839 | Direct |
| 2016-05-20 | Common Stock | F | 1326 | $8.65 | Disposed | 11513 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-20 | Restricted Stock Units | $ | M | 1625 | Disposed | Common Stock (1625.0) | Direct | |
| 2016-05-20 | Restricted Stock Units | $ | M | 777 | Disposed | Common Stock (777.0) | Direct | |
| 2016-05-20 | Restricted Stock Units | $ | M | 1124 | Disposed | Common Stock (1124.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33029 | Indirect |
Footnotes
F1: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F2: Shares held directly by the Worthington Family Trust dated March 6, 2007, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F3: On March 14, 2014, the Reporting Person was granted 26,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F4: On March 12, 2015, the Reporting Person was granted 12,440 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F5: On March 4, 2016, the Reporting Person was granted 13,500 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.