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STANDARD BIOTOOLS INC. — Director's Dealing 2016
Aug 24, 2016
32853_dirs_2016-08-23_9a5b7f99-6d61-4324-be69-6017a8e23383.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2016-08-22
Reporting Person: UNGER MARC (EVP, R&D and Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-22 | Common Stock | M | 350 | — | Acquired | 5727 | Direct |
| 2016-08-22 | Common Stock | M | 300 | — | Acquired | 6027 | Direct |
| 2016-08-22 | Common Stock | M | 300 | — | Acquired | 6327 | Direct |
| 2016-08-22 | Common Stock | M | 375 | — | Acquired | 6702 | Direct |
| 2016-08-22 | Common Stock | M | 338 | — | Acquired | 7040 | Direct |
| 2016-08-22 | Common Stock | F | 627 | $9.40 | Disposed | 6413 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | Restricted Stock Units | $ | M | 350 | Disposed | Common Stock (350.0) | Direct | |
| 2016-08-22 | Restricted Stock Units | $ | M | 300 | Disposed | Common Stock (300.0) | Direct | |
| 2016-08-22 | Restricted Stock Units | $ | M | 300 | Disposed | Common Stock (300.0) | Direct | |
| 2016-08-22 | Restricted Stock Units | $ | M | 375 | Disposed | Common Stock (375.0) | Direct | |
| 2016-08-22 | Restricted Stock Units | $ | M | 338 | Disposed | Common Stock (338.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F2: On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F3: On March 14, 2014, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F4: On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F5: On December 14, 2015 the Reporting Person was granted 6,000 Restricted Stock Units of which 2/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F6: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.