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STANDARD BIOTOOLS INC. Director's Dealing 2015

Sep 4, 2015

32853_dirs_2015-09-03_176e464e-aa5a-4a76-b4a0-4ddd75e3be89.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2015-09-01

Reporting Person: Worthington Gajus Vincent (Director, PRESIDENT & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-01 Common Stock M 715 $4.4461 Acquired 7530 Direct
2015-09-01 Common Stock M 5285 $4.0828 Acquired 12815 Direct
2015-09-01 Common Stock S 6000 $11.826 Disposed 6815 Direct
2015-09-02 Common Stock M 6000 $4.0828 Acquired 12815 Direct
2015-09-02 Common Stock S 6000 $11.2346 Disposed 6815 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-09-01 Employee Stock Option (Right to Buy) $4.4461 M 715 Disposed 2017-05-07 Common Stock (715) Direct
2015-09-01 Employee Stock Option (Right to Buy) $4.0828 M 5285 Disposed 2019-11-17 Common Stock (5285) Direct
2015-09-02 Employee Stock Option (Right to Buy) $4.0828 M 6000 Disposed 2019-11-17 Common Stock (6000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 33029 Indirect

Footnotes

F1: Shares held directly by the Worthingon Family Trust dated March 6, 2007, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F2: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2014.

F3: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $11.56 to $12.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F4: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $11.17 to $11.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F5: The shares subject to the Option fully vested on May 1, 2010.

F6: The shares subject to the Option fully vested on November 17, 2013.